Baker McKenzie’s capital markets and securities team has a stellar reputation for handling a wide range of matters, including stock listings for local and foreign companies, both global and American depository receipts listings, and commodities futures transactions. Wen-Yen Kang, with considerable experience in the capital markets space and expertise in cross-border equity offerings, and Alex Chiang, a special senior consultant, licensed to practice in the US and specialising in equity capital markets and equity listings, jointly lead the team. Mark Tu plays a key role, particularly on cases involving cross-border securities offerings.
Capital markets in Taiwan
Baker McKenzie
Responsables de la pratique:
Wen-Yen Kang; Alex Chiang
Autres avocats clés:
Mark Tu
Les références
‘Exceptional expertise in subject matter, the team is resourceful, responsive, diligent.‘
Principaux clients
Fubon Financial Holding Co., Ltd.
JPMorgan Securities PLC
WT Microelectronics Co., Ltd.
TS Lines Ltd.
Cathay Financial Holding Co., Ltd.
Ainos Inc.
Yageo Corporation
Wistron Corporation
Panjit International Inc.
KHL Capital / Growww Co. Ltd.
Principaux dossiers
- Acted as the Taiwan legal counsel to Yageo Corporation, an electronic component manufacturing firms, in relation to its offering of 63,400,000 common shares, in reliance of Rule 144A and Regulation S, to sponsor the issuance of 12,680,000 global depositary shares worth US$649.85 million on the Luxembourg Stock Exchange.
- Acting as the Taiwan counsel to TS Lines, the Taiwan-based liner operator, in relation to its reorganisation and filing for IPO in the Hong Kong Stock Exchange to support its fleet expansion and business development.
- Acted for Ainos Inc., a US and Taiwan-based diversified MedTech company, in connection with its uplisting to Nasdaq and reverse stock split.
Lee and Li, Attorneys-at-Law
Lee and Li, Attorneys-at-Law is a major player in the capital markets space, with notable expertise in the technology, energy, financial services, and manufacturing industries, among others. Patricia Lin offers major clients considerable experience in relation to the issuance of American, global and Taiwanese depository receipts as well as in Euro-convertible and Euro-exchangeable bonds. She has also previously assisted Deutsche Bank in its launch of the first USD-denominated and RMB-denominated Formosa Bonds in Taiwan. Abe Sung has experience advising companies and underwriters in connection with IPOs and TDR offerings in Taiwan and recently led the group’s representation of a Cayman Islands-registered micro-LED technology company in connection with its listing on the Taiwan Stock Exchange.
Responsables de la pratique:
James Huang
Autres avocats clés:
Abe Sung; Mark Yu; Patricia Lin; Robin Chang; Sarah Wu
Les références
‘Patricia Lin is exceptional. Her ability to navigate complex regulations and ever-evolving trends ensures that her strategies are not only legally sound but also adaptive. This proactive approach sets her apart in an industry where staying ahead is crucial.’
‘Lee and Li Attorneys-at-Law’s capital markets team always provides constructive input and views on global financial law issues, especially in South Asia and North America. The team is very experienced.’
‘The team possesses an extraordinary depth of legal knowledge and experience. This allows them to provide nuanced and effective solutions to even the most intricate legal challenges.’
Principaux clients
Goldman Sachs
Morgan Stanley
Deutsche Bank
Citibank
JP Morgan
Credit Suisse
Standard Chartered Bank (Taiwan) Limited
The Hong Kong and Shanghai Banking Corporation Taipei Branch
Nomura Int’l (HK) Ltd
Barclays Capital Asia Limited
Credit Agricole Corporate & Investment Bank Taipei Branch
Principaux dossiers
- Representing a Cayman Islands-registered company, in relation to its application for listing on Taiwan Innovation Board of Taiwan Stock Exchange (“TIB”).
- Acting as Taiwan counsel for a special purpose vehicle held by a consortium, in relation to local law compliance and specifically legal issues relating to Formosa bonds, i.e., international bonds listed on the Taipei Exchange.
- Advised a foreign government, acting through the Ministry of Finance, in relation to its US$12.5 billion bond offering in Taiwan due in 2052 at the fixed rate of 4.951%.
Tsar & Tsai Law Firm
Tsar & Tsai Law Firm’s strong capital markets practice, led by Jackie Lin and Yvonne Liu , specialises in large-scale, domestic and cross-border IPOs and securities offerings. Lin, licensed to practice both in Taiwan and New York, regularly advises local and offshore securities issuers and investment bankers on stock exchange listings as well as securities regulations relating to the issuance, offering and placement of a variety of investment instruments. The practice has a strong presence in the tech sector and recently represented a technology company in relation to its spin-off listing on the Hong Kong Stock Exchange, involving a preferential offering to the controlling shareholder of the company. Liu advises issuers on all types of capital markets products and has considerable experience handling cases involving cross-border public offerings and the private placement of securities.
Responsables de la pratique:
Jackie Lin; Yvonne Liu
Principaux clients
Onewo Space-Tech Service Co.
Lai Sun Development Company
Gogox Holdings Limited (formerly named as 58 Freight Inc.)
Lai Sun Garment International Limited
Jadard Technology Inc.
ALGOLTEK, INC.
Taiwania Capital Management Corporation
Compagnie Générale des Etablissements Michelin
Schneider Electric SE
Compagnie de Saint-Gobain
K&L Gates
K&L Gates’ capital markets practice, led by James Chen, has an established presence in Taiwan, with equity capital markets lawyers specialising in businesses listings and delistings, and debt capital markets lawyers regularly advising issuers and lead managers in relation to the full range of products, including high-yield and investment-grade debt, convertible bonds, commercial paper programs, and medium-term note issues. Managing partner Jacqueline Fu counts capital markets work as a core part of her practice, and recently advised a client in connection with its delisting transactions, facilitated by a stock swap with an investment firm.
Responsables de la pratique:
James Chen
Autres avocats clés:
Jacqueline Fu
Principaux clients
Cloud Mile Inc.
Gorilla Technology Group Inc.
Silicon Motion Technology Corporation
Taiwan Liposome Company Ltd.
Principaux dossiers
- Advised Silicon Motion Technology Corporation on entering into a US$3.8 billion cross-border take-private acquisition with MaxLinear, Inc.
- Represented Gorilla Technology Group Inc., a Cayman Islands-exempted company in relation to a business combination with Global SPAC Partners Co., a blank cheque company, and Gorilla Merger Sub, Inc., a wholly owned subsidiary of Gorilla Technology Group Inc.
- Advised TLC in connection with its go-private transaction with Woods Investment Co., Ltd. by means of a stock swap.
Lin & Partners Attorneys-At-Law
Lin & Partners Attorneys-At-Law capital markets practice, led by managing partner George Lin, is widely reputed for its experience advising investment banks, institutional investors, and issuers in relation to a wide range of matters, including equity- and debt-linked derivatives, structured and commodities-linked products, IPOs, convertible bonds, and depository receipts. Lin has considerable expertise in this area and has assisted various government agencies on capital markets matters for several decades. Senior associate Ted Liu is a securities and futures specialist.
Responsables de la pratique:
George Lin
Autres avocats clés:
Ted Liu
Les références
‘George Lin has extensive experience working with international financial institutions. The firm is also a leader in the areas of cryptocurrency and other new industries like gaming.’
‘The service quality and attention the firm provide is one of the best in the industry.’
Chen & Lin Attorneys-at-Law
With considerable experience in both local and cross-border transactions, including IPOs, Jennifer Wang heads Chen & Lin Attorneys-at-Law’s capital markets offering, which has recently represented clients in the semiconductor, securities, and electronics sectors, among others. Doris Lu has considerable expertise handling domestic and overseas IPOs.
Responsables de la pratique:
Jennifer Wang
Autres avocats clés:
Doris Lu
Principaux clients
元大證券股份有限公司 Yuanta Securities Corp.
欣興電子股份有限公司Unimicron Technology Corp.
LCS & Partners
LCS & Partners, led by Amy Chin, offers broad capital markets expertise, including in relation to IPOs, to domestic and overseas clients, especially those in the technology and telecommunications sectors. The department specialises in cross-border securities offerings.
Responsables de la pratique:
Amy Chin