Frequently handling AUSTRAC civil penalty proceedings, Allens is experienced in banking digitisation and cryptocurrency regulation work, as well as M&A involving financial institutions. In Sydney, Simun Soljo often advises wealth managers, while Dominic Anderson assists banks on strategic fintech partnerships. In Melbourne, Simon Sherwood is experienced in regulatory investigations, while Peter Haig is well-versed in anti-money laundering issues. Kerensa Sneyd focuses on retail banking mandates, while in Sydney, Michelle Levy handles life insurance matters. Other key members of the team include Sydney-based David Rountree and Valeska Bloch.
Fintech and financial services regulatory in Australia
Allens
Responsables de la pratique:
Dominic Anderson; Simun Soljo; Simon Sherwood
Autres avocats clés:
Peter Haig; Kerensa Sneyd; Michelle Levy; David Rountree; Valeska Bloch
Les références
‘In my view, the Allens financial services regulatory practice is the leading one in Australia. The advice given by the team is pragmatic, practical, and comprehensive.’
‘The team comprises experts in the field who are proactive, highly engaging, and always responsive. The advice provided (whether verbal or written) is always comprehensive yet practical. The lawyers are up-to-date with the latest developments and are readily accessible. They are our go-to firm, and we love working with them.’
‘I have engaged the financial services team on many matters over the past year. They set themselves apart through a combination of responsiveness, practical business knowledge, and a solutions-focused approach.’
Principaux clients
ANZ
NAB
Resolution Life
PwC
BT
Insignia
Westpac
Coles
Principaux dossiers
- Advised ANZ on the launch of its first digital-led home loan for ANZ Plus.
- Advised on all aspects of NAB’s strategic partnership and investment into leading retail finance platform provider, Plenti.
- Advised Westpac on the provision of a new core banking platform for institutional clients by 10x Future Technologies.
Gilbert + Tobin
Regularly advising digital wallet providers, Gilbert + Tobin is well-equipped to handle financial services disputes and payment systems implementations. In Sydney, Richard Harris leads the firm’s disputes and investigations practice, and Peter Reeves is knowledgeable of digital platforms and markets. Silvana Wood is well-regarded in the banking, insurance and superannuation sectors, while Elizabeth Avery is proficient in antitrust issues. Simon Burns is skilled at handling blockchain matters, and Georgina Willcock is proficient in anti-money laundering work.
Responsables de la pratique:
Richard Harris; Peter Reeves; Elizabeth Avery; Silvana Wood
Autres avocats clés:
Simon Burns; Georgina Willcock
Les références
‘The team publish some of the most useful and informative guidance on topical matters. This is helpful in prompting the industry on key matters to consider and to think deeply on operationalising regulatory obligations.’
‘The team is highly organised and focused on deliverables.’
‘They have very strong capabilities across all types of FS regulation. They are open, responsive, collaborative, and commercially focused.’
Principaux clients
Westpac Banking Corporation
Lanterne Fund Services
Auto & General Insurance
Australian Banking Association
Spaceship
Block Earner
ConnectID and Australian Payments Plus (AP+)
Australian Banking Association
Prosegur Cash SA
Principaux dossiers
- Represented Westpac in class action proceedings which arose from proceedings commenced by AUSTRAC.
- Advised Block Earner on non-standard regulatory engagement and its landmark proceedings with ASIC.
- Advised Australian Payments Plus (AP+) on the establishment of a new market leading national digital identity exchange and network.
Herbert Smith Freehills LLP
Jointly headed by Anna Sutherland and Carolyn Pugsley, Herbert Smith Freehills LLP is experienced in anti-money laundering and digital asset matters. Luke Hastings often advises global investment banks and Michael Vrisakis is well-regarded for his financial services sector knowledge. Charlotte Henry and Andrew Eastwood are skilled at handling regulatory matters. Kate Cahill is knowledgeable of anti-money laundering, Harry Edwards is a key contact for regulatory enforcement actions, and Alice Molan specialises in financial crime work. Maged Girgis often advises supernnuation funds, and Andrew Bradley handles life insurance issues. Tamanna Islam is another key team member.
Responsables de la pratique:
Anna Sutherland; Carolyn Pugsley
Autres avocats clés:
Luke Hastings; Michael Vrisakis; Charlotte Henry; Andrew Eastwood; Kate Cahill; Harry Edwards; Alice Molan; Maged Girgis; Andrew Bradley; Tamanna Islam
Principaux clients
AMP
Australia and New Zealand Banking Group
Australian Unity
Avant
Aware Super
BNP Paribas
Commonwealth Bank of Australia
ClearView
Colonial First State
Compare Club
Future Super
HCF Life
Intercontinental Exchange
JP Morgan
Judo Bank
Liberty
Mercury
MetLife
Mine Super
Morgan Stanley
King & Wood Mallesons
Acting for a varied client list of banks, financial institutions, and insurers, King & Wood Mallesons’ broad expertise encompasses digital asset matters, FAR implementation mandates, and regulatory issues. In Sydney, Urszula McCormack is knowledgeable of blockchain issues, while Kate Jackson-Maynes often handles matters involving financial crime. Alexander Morris is noted for his strength in commercial disputes, while Anthony Boogert frequently advises venture capital investors. Max Allan is skilled at advising on financial market transactions, Dale Rayner is well-versed in cryptocurrency regulation, and Nathan Hodge is proficient in fund management work. Sam Farrell assists clients with payment innovation. Mark McFarlane is another key team member.
Responsables de la pratique:
Mark McFarlane; Alexander Morris; Urszula McCormack; Anthony Boogert; Kate Jackson-Maynes
Autres avocats clés:
Max Allan; Dale Rayner; Nathan Hodge; Sam Farrell; Sarah Yu; Chelsea Payne
Les références
‘For me, the most important element is the quality of the advice. I think the team offers a level of advice and experience that is increasingly rare in the financial services regulatory space.’
‘Extremely diligent and a well-researched approach to their work. They provide clever solutions, and draw on their broader skill set where helpful.’
‘KWM is able to provide high-quality, commercially focused advice in both Australia and Hong Kong, amongst other APAC markets. They are expert advisers in the crypto industry, providing accurate, up-to-date, client-focused support.’
Principaux clients
Commonwealth Bank of Australia
Latitude Financial Services
OnePath Life Limited
Allianz Australia Insurance Limited
Suncorp
Latitude Financial
Australian Retirement Trust
Westpac
AMP
Macquarie
Clearview Life Nominees Pty Limited
AMP
Aware Super
Insignia
Colonial First State
Rabobank Australia Limited
Block, Inc
Payright
Grow
Stripe Payments Australia
Bank for International Settlements
Crypto.com
Fintech Australia
Principaux dossiers
- Successfully defended OnePath Life Limited, a subsidiary of Zurich Insurance Group Limited, in civil penalty proceedings brought by ASIC in the Federal Court.
- Advised a number of significant financial institutions on their preparations for the introduction of the UCT reforms, including Australian Retirement Trust, Westpac, AMP and Macquarie.
- Advised the Bank for International Settlements (BIS) on Project mBridge, which successfully piloted a landmark new distributed ledger-based platform for cross-border transactions.
A&O Shearman
Often acting for financial services institutions, investment banks, and sovereign wealth funds, A&O Shearman is well-equipped to handle payment system regulation issues. In Sydney, practice head Jason Denisenko is noted for his strength in financial service licensing, and Christopher Scarf advises clients on licensing and regulatory obligations.
Responsables de la pratique:
Jason Denisenko
Autres avocats clés:
Christopher Scarf
Les références
‘They have enviable knowledge of financial services regulation, funds, and asset management in Australia. They have practical experience and industry knowledge to provide clear, easy to understand advice across a broad range of topics.’
‘They are up to date on the latest developments. The team consists not just of highly experienced partners but is also supported by extremely capable associates. The team is friendly, flexible, and generally very good to work with.’
‘Jason Denisenko is an outstanding financial services practitioner with a detailed and deep understanding of financial services regulation, funds, and asset management in Australia. He couples his excellent legal knowledge with broad knowledge of the Australian market and current industry practice.’
Principaux clients
AUSIEX
Victoria Funds Management Corporation
NSW Treasury Corporation
Principaux dossiers
Baker McKenzie
Commended for providing ‘technical legal advice’ Baker McKenzie’s key strengths lie in blockchain, data protection, and financial services regulation. In Sydney, Adrian Lawrence advises clients on digital retail banking, while Bill Fuggle is knowledgeable of capital markets issues. Shemira Jeevaratnam often assists wealthtechs, and in Brisbane, Trudi Procter is recommended for financial service compliance work.
Responsables de la pratique:
Adrian Lawrence; Bill Fuggle
Autres avocats clés:
Shemira Jeevaratnam; Trudi Procter; Alan Darwin
Les références
‘They provide good technical and legal advice of the financial licensing regime in Australia.’
Principaux clients
AFEX
CMC Markets Ltd
Morgan Stanley Australia Securities Limited
Jarden Securities Limited
Wayflyer
RAM
Loftus Peak Investment Management Ltd
Quay Fund Services Ltd
Sequoia Specialist Investment Pty Ltd
Principaux dossiers
- Advised an American multinational financial services company on their financial products.
- Advised a global investment bank and financial services firm on various regulatory matters both domestically and on a cross-border basis.
- Advised Wayflyer on regulatory matters surrounding the global rollout of a financing structure across Oceania and Europe.
Clayton Utz
Noted for its strength in commercial litigation, Clayton Utz routinely acts for investment banks, payment services companies, and sovereign wealth funds. In Sydney, Ross McInnes is experienced in contentious regulatory matters, while Matthew Daley is well-versed in financial services licensing. Vanessa Pallone is a key contact for major banks, and Katie Wood advises clients on the Financial Accountability Regime (FAR).
Responsables de la pratique:
Matthew Daley; Ross McInnes
Autres avocats clés:
Vanessa Pallone; Katie Wood; Steven Klimt; David Gerber; Vincent Giang
Les références
‘Exceptional expertise, experience, and clever strategic guidance.’
‘The Clayton Utz retail banking regulatory team is a leader in this market. They have deep knowledge of the evolution of the current regulatory regimes, and provide trusted advice on a range of difficult issues, including regulatory credit, payment systems, privacy, and AML.’
‘Clayton Utz has a dedicated financial services team that supports our business by providing high-quality legal advice and support. They are available to assist wherever and whenever required, to ensure we can deliver on complicated projects, often within tight timeframes.’
Principaux clients
Toyota Finance Australia
Colonial First State Investments Limited
Colonial Mutual Life Assurance Society Limited
AIA Australia Limited
CBA
Diversa Trustees Limited
Colonial Mutual Life
AIA Australia Limited
Principaux dossiers
- Represented Toyota Finance Australia Limited in proceedings before the Supreme Court of Victoria.
- Advised the Commonwealth Bank of Australia and X15 Ventures on the Kit product.
- Advised various financial services entities on Financial Accountability Regime compliance.
Corrs Chambers Westgarth
With experience in regulatory investigations and enforcement actions, Corrs Chambers Westgarth is highlighted for its FAR expertise. Operating out of Sydney, James North is experienced in tech transactions and co-leads the team with Sandy Mak and Mark Wilks. Steven Rice is a key contact for major Australian banks, and in Melbourne, Mizu Arda is experienced in financial crime work.
Responsables de la pratique:
James North; Sandy Mak; Mark Wilks
Autres avocats clés:
Steven Rice; Mizu Ardra; Fadi Khoury; Michael Chaaya; Mike Magee; Brendon Clarke
Les références
‘Corrs’ financial services regulatory practice has provided us with practical and commercial solutions to a constantly evolving regulatory landscape. Corrs delivers high-quality advice which demonstrates an in-depth understanding of our business and the wider litigation funding industry.’
‘What sets this team apart is their experience in international transactions and exposure, which helps when dealing with foreign fund managers and international transactions.’
‘They are truly subject market experts, and no others have the practical experience in this sector.’
Principaux clients
The Blackstone Group
MEC Global
Scheme Financial Vehicle Pty Ltd
Hale Capital Funds Management
Tradeweb Markets LLC
Paypal
Heartland Group
WorldPay
BWP Management
Bank of Queensland
Commonwealth Bank of Australia
Alibaba
ANZ, National Australia Bank
Westpac
Principaux dossiers
- Advising Google on a financial services regulatory project relating to the screening of financial products and services advertised on the Google platform and its liaison with ASIC.
- Advising PayPal on a global project involving the licensing, conduct, AML/CTF, payments, sanctions, and regulatory obligations associated with a new proposed business structure.
- Advising Tradeweb with all aspects of its proposed acquisition of Yieldbroker in Australia, including regulatory issues associated with the acquisition.
Norton Rose Fulbright
The ‘reliable, responsive, and knowledgeable’ team at Norton Rose Fulbright is well-placed to handle cryptocurrency, payment system, and smart contract issues. Working out of Sydney, James Morris advises financial institutions on regulatory matters, Peter Mulligan handles digital tech platform acquisitions, and Raymond Giblett is noted for his insurance expertise. In Melbourne, Rajaee Rohani is knowledgeable of anti-money laundering matters, and Sydney-based Shen Low is knowledgeable of payment systems. Timothy Chan is skilled at handling insurtech work, and Merren Taylor is focused on superannuation.
Responsables de la pratique:
James Morris; Raymond Giblett; Peter Mulligan
Autres avocats clés:
Rajaee Rohani; Shen Low; Timothy Chan; Merren Taylor; Stephen Lee; Vittorio Casamento; Sophie Clark
Les références
‘The practice is reliable, responsive, knowledgeable, available, and fun. They bring solutions to problems, or suggestions to assist in understanding the problem. They know our business well, and what they don’t know, they look into.’
‘The firm has provided us with timely and useful legal support. The work has ranged from regulatory guidance through to transaction support. In all instances, the work done has been high quality and taken into consideration market practices.’
‘The firm and its team have been diligent and hard-working in all the matters worked on. Furthermore, they approach the work in a commercial manner, which is appreciated.’
Principaux clients
Commonwealth Bank of Australia
ING Bank (Australia) Limited
AMP Limited
Westpac Banking Corporation
HSBC
QBE
ANZ Banking Group
Mercer
Australian Ethical
IOOF
Qantas
SquareTrade Australia
Battleface Insurance Services
iptiQ by Swiss Re
Assetinsure
Honey Insurance
Open Insurance
Principaux dossiers
- Advising SquareTrade on the development of a ‘whole home protection program’ for protection plans covering electronic devices.
- Advising Battleface Insurance Service on an agreement with a global provider of travel inventory services, enabling the embedding of insurance solutions for thousands of travel agents worldwide.
- Advised Australian Ethical in the completion of a due diligence review of a material outsourcing agreement.
Clyde & Co LLP
Clyde & Co LLP is noted for its capabilities in investigative and regulatory work within the financial services sector. Avryl Lattin leads the team from Sydney and has broad knowledge of corporate governance, while Melbourne's Matthew Ellis specialises in structured reinsurance. Operating out of Brisbane, Liam Hennessy is adept at advising on accountability regimes and funds management.
Responsables de la pratique:
Avryl Lattin
Autres avocats clés:
Matthew Ellis; Liam Hennessy
Principaux clients
Enstar
Gallagher Basset
B2C2
Coinbase
Swyftx
Monochrome
OSL
Bitget
Bintense
WonderFi Technologies
Principaux dossiers
- Advised Enstar Group Limited on the completion of a Loss Portfolio Transfer agreement between one of its wholly owned subsidiaries and RACQ Insurance Limited.
- Acted for the major digital assets liquidity providers, exchanges, funds, and investment houses on their financial services licensing requirements, product design, and regulatory compliance.
- Acted for Wonderfi on its acquisition of a trading platform to mark its first international foray into the Australian market.
Dentons
Dentons primarily assists financial services institutions with regulatory and compliance matters. In Sydney, Amber Warren co-leads the team with Elise Ivory, who has broad knowledge of credit law requirements and payment regulation. David Carter is a key contact for ADI’s and finance companies.
Responsables de la pratique:
Amber Warran; Elise Ivory
Autres avocats clés:
David Carter; Michael Lazar
Les références
‘They provide a personalised service and are always willing and able to assist.’
‘They have very strong industry experience in non-bank lending and mortgage broking.’
‘Rachel Walker is extremely responsive, bright, and commercially astute. She is technically strong and very easy to work with.’
Principaux clients
National Australia Bank
Westpac
St George
Bank of Queensland
Qudos Bank
Heritage Bank
Bluestone Mortgages
La Trobe Financial
Angle Auto Finance
Athena Home Loans
Bridgit
Pepper Group
MoneyMe Financial Group
Humm Group
OwnHome
BC Invest
Gateway Bank
Wisr
Mitchcap
Auswide Bank
Balmain NB
BC Securities
Cash Converters
Constantinople
Dutton Financial Services
Liberty Financial
Gateway Bank
IMB Bank
Community First Credit Union
Principaux dossiers
- Advised the Bank of Queensland on an unfair contract term review.
- Advised OwnHome on the development of a new loan product for first home buyers to access credit to fund residential property deposits.
- Advised the La Trobe Financial on an unfair contract term review.
Hall & Wilcox
Praised for its ‘great knowledge of the superannuation sector’, Hall & Wilcox covers blockchain technology, digital marketplace issues, and regulatory compliance. In Melbourne, Harry New is vastly knowledgeable of anti-money laundering and counter terrorism financing. John Bassilios is proficient in funds management issues and is lauded for his ‘excellent understanding of FinTech.’
Responsables de la pratique:
Harry New; John Bassilios
Autres avocats clés:
Max Ding
Les références
‘They have great knowledge of the superannuation sector.’
‘Their strengths are strong expertise and commerciality around all aspects of financial services law. They are a team that really “gets” complex fund builds.’
‘The team is highly experienced in the financial services industry, particularly in funds management, which relates to my business. I appreciate the specific knowledge and experience.’
Principaux clients
Hope Housing Fund Management
Spirit Super
Australian Unity
IBA Group
AL Capital Holdings Pty Ltd
Allianz Australia Insurance Limited
Invest Blue Pty Limited
Future Rent
Vanguard Investments Australia
Ironbark Asset Management
Fidira
Yondr Money Pty Ltd
Mezfi Pty Ltd
Whitebit Australia Pty Ltd
Shabaas Pty Ltd
Simbl Pty Ltd
Snug Technologies Pty Ltd
Beaufort Fiduciaries Pty Ltd
Adatree Pty Ltd
Principaux dossiers
- Represented one of the world’s largest fund managers in major civil penalty proceedings commenced by ASIC in the Federal Court of Australia for alleged ‘greenwashing’.
- Advised on the first consolidation of two mutual life companies under the Financial Sector (Transfer and Restructure) Act 1999.
- Advised Ironbark Asset Management on significant and complex regulatory issues.
Hamilton Locke
Hamilton Locke is a key port of call for fintech and blockchain businesses, often advising on commercial, corporate, and regulatory issues. Charmian Holmes oversees the practice from Brisbane, and is knowledgeable of aggregate deductible schemes, while in Sydney, Jaime Lumsden is well-versed in digital asset platform licensing. Erik Setio handles capital raising, Michele Levine is skilled at security token matters, and Glenjon Aligiannis is adept at advising on wealth management. Brisbane-based Jessica Smith advises clients on anti-money laundering issues, and Nicholas Pavouris is another key team member.
Responsables de la pratique:
Charmian Holmes
Autres avocats clés:
Jaime Lumsden; Erik Setio; Michele Levine; Glenjon Aligiannis; Jessica Smith; Nicholas Pavouris
Les références
‘The team is highly knowledgeable in fund structuring and regulation, which has been extremely helpful to the creation of funds for our investors (both domestic and international). The team is very responsive and adapts well to changing requirements in our fast-paced environment.’
‘The team members are very commercial and pragmatic. They understand what we are trying to achieve on behalf of our stakeholders and investors alike, as a result, they are outcome-oriented and work around the clock to allow us to meet our requirements.’
‘We have worked with the Hamilton Locke funds team on a few property and credit fund deals over the past few years. The Hamilton Locke team is the go-to team in the industry as they are highly knowledgeable and experienced. They cut through the complexity and are easy to deal with.’
Principaux clients
Payright Pty Ltd
Valeur Pty Ltd
Change Financial
Fiduciary Financial Services Pty Ltd
The University of Newcastle
University of Technology Sydney
Macquarie University
Western Sydney University
Microsoft Corporation
AmTrust North America Inc
Navinci Global Markets Pty Ltd
Eureka Group Holdings
Birdwood Energy
MA Financial
Atlantis
Prospa Group Limited
Principaux dossiers
- Assisted AmTrust and Microsoft on the review of a new extended hardware/mechanical breakdown product to be launched in Australia.
- Advised Prospa on its successful acquisition of the Zip Business loan portfolio from Zip Business Pty Ltd for approximately A$15.6 million.
- Advised Atlantis Fisheries Consulting Group on the design and launch of a new wholesale managed investment scheme, the Australian Fisheries Investment Trust.
Johnson Winter Slattery
Commended for its ‘proven track record and experience in financial services regulatory work’, Johnson Winter Slattery is headed by Sydney-based Austin Bell. Bell is vastly knowledgeable of investment funds and hedge funds.
Responsables de la pratique:
Austin Bell
Autres avocats clés:
Tom Jarvis
Les références
‘They have a proven track record in financial services regulatory work.’
‘Austin Bell and his team provide practical and well-considered advice at all times. It’s comforting to know that Austin is always available at the other end of the line when a technical question arises.’
Principaux clients
ASIC
AllianceBernstein
PIMCO
Capstone Investment Advisors
Alvarez & Marsal
amicaa
Neuberger Berman
Principaux dossiers
- Represented ASIC in a successful Federal Court proceeding against ANZ in relation to the bank’s failure to disclose to the market that it had failed to place between $754 and $790 million of shares in its $2.5 billion institutional share placement.
- Advised AllianceBernstein on the rollover of the disclosure documents for interests in various funds.
- Advised Amicaa on its initial AFSL applications and the establishment of all of its funds.
Minter Ellison
With in-depth expertise in regulatory cryptocurrency and payment issues, Minter Ellison is noted by clients for being ‘extremely well-organised.’ Operating out of Sydney, Richard Batten is knowledgeable of anti-money laundering, while Michael Lawson is proficient in funds management. Tze Ting Liew is hailed as ‘an outstanding lawyer’, Caitlin Murray is well-versed in Corporations Act-relatedmatters, and in Brisbane, Ian Lockhart advises clients on consumer credit issues.
Responsables de la pratique:
Michael Lawson; Richard Batten
Autres avocats clés:
Tze Ting Liew; Caitlin Murray; Ian Lockhart; Martin Wright
Les références
‘Their ability to meet our often short timeframes has been impressive.’
‘Our strong relationship with specific Minters staff has been a differentiator.’
‘They are extremely well-organised and can mobilise additional resources promptly. They are very good at working with counsel—keeping them up to date, notifying them of timelines, providing support, and integrating into a team.’
Principaux clients
National Australia Bank Limited
Allianz
Commonwealth Bank of Australia
AIG
Challenger Limited
MetLife
Macquarie
Vanguard
Perpetual Limited
Westpac
Magellan Asset Management Limited
IAG
Mirae Asset Global Investments
QBE
Principaux dossiers
- Advised Ripple on the financial services regulatory implications of offering different types of products and services in Australia.
- Representing a global financial services corporation in the first regulatory enforcement proceeding of new financial services laws by ASIC.
Piper Alderman
Lauded for its ‘deep technical skills in all things fintech’, Piper Alderman is proficient in advising on anti-money laundering, blockchain, and financial services licensing mandates. Shannon Adams leads the practice from Adelaide. Andrea Beatty is vastly experienced in corporate finance, while Melbourne-based Steven Pettigrove is well-versed in counter-terrorism financing matters.
Responsables de la pratique:
Shannon Adams
Autres avocats clés:
Andrea Beatty; Steven Pettigrove; Lisa-Marie McKechnie
Les références
‘They have deep technical skills in all things Fintech and financials services—both from a traditional finance perspective and Web3 perspective. They are a cost-effective, deeply trusted business advisor.’
‘The team has the ability to distil complex or novel concepts in an easy, digestible manner.’
‘Piper Alderman are the go-to when it comes to assistance with cutting-edge technology and assisting with regulation. The team has a combination of industry knowledge, creativity, and professionalism.’
Principaux clients
FTX Australia
Korda Mentha
Digital Surge
Web3 Security Alliance
A16Z Crypto
Maxi EFX Global
Principaux dossiers
- Advising KordaMentha on financial services and insolvency laws in connection with the administration of FTX Australia Pty Ltd.
- Advised Digital Surge on its voluntary cryptocurrency administration.
- Advised Security Alliance on the framework of ethical security hackers rescuing at-risk crypto assets where an active blockchain exploit is underway.
Colin Biggers & Paisley
Highlighted for its regulatory banking expertise, Colin Biggers & Paisley is well-versed in wholesale funds management work. Michael Bracken oversees the practice from Sydney and is skilled at advising on insurance coverage arrangements, while Kate Craig is a key port of call for domestic banks. Jane O’Neill is experienced in commercial disputes and Susannah Maclaren often handles class actions.
Responsables de la pratique:
Michael Bracken
Autres avocats clés:
Kate Craig; Jane O’Neil; Susannah Maclaren
Principaux clients
Association of Financial Advisors Ltd
Code Governance Committee Association Inc
Vasey RSL Care
Aviva PLC (UK)
Futureproof Financial Group
Chobani
Omnio Group Ltd
BG&E
Australian Military Bank
Zepto Payments
Principaux dossiers
- Advised the Association of Financial Advisers Ltd on the implication of a proposed merger with the Financial Planning Association of Australia Limited.
- Advised Aviva on the regulatory components of its acquisition of Probitas.
- Advising Futureproof Financial Group on a proposed new equity preservation mortgage product designed to generate an annuity type return utilising home equity.
Gadens Lawyers
Gadens Lawyers’ key strengths lie in payment modernisation reforms, privacy act reforms, and regulatory fintech work. In Sydney, Kate Mills is well-versed in anti-money laundering and counter-terrorism financing, while Sinead Lynch is proficient in digital transformations. In Brisbane, Matthew Bode is experienced in investment transactions, Daniel Maroske specialises in contentious regulatory work, and Anna Fanelli is knowledgeable of financial disputes. Operating out of Melbourne, Caroline Ord is skilled at funds management, and Caroline Ord often advises on blockchain issues.
Responsables de la pratique:
Kate Mills; Matthew Bode; Sinead Lynch
Autres avocats clés:
Daniel Maroske; Anna Fanelli; Caroline Ord; Patrick Simon; Edward Martin; Clare Smith
Les références
‘Exceptional service delivery.’
‘Gadens truly understand their clients, which is their point of difference. Their technical knowledge and experience are undeniable, but their strengths lie in listening and delivering on client objectives.’
‘Gadens can work pragmatically, break down complex legal matters in simple terms, and get the best for their clients.’
Principaux clients
FinTech Australia
Credabl Pty Limited
AIMS Property Securities Fund
Australian Finance Industry Association Limited
Heritage Bank Ltd
NGS Digital Pty Ltd and Ryan Brown
Principaux dossiers
- Assisted FinTech Australia and its FinTech members on engagement with Treasury on a range of relevant policy reform consultations.
- Assisted Credabl Pty Limited with a successful application for an Australian Financial Services License.
- Represented NGS Crypto Pty on proceedings initiated by ASIC surrounding the emerging regulation of digital currency assets.
K&L Gates
K&L Gates' broad capabilities encompass cross-border investments, cryptocurrency, and the formation of funds in Australia. Spearheading the Melbourne team, Jim Bulling is knowledgeable of financial product disclosure matters, and Daniel Knight advises on the distribution of financial products. Ravi Jayemanne is a key name for superannuation matters, and Simon Kiburg is noted for his strength in asset management. In Sydney, Kane Barnett, Lisa Lautier, and James Lonie are often engaged in transactional work, while Matthew Watts is experienced in venture capital fund-related issues.
Responsables de la pratique:
Jim Bulling
Autres avocats clés:
Daniel Knight; Ravi Jayemanne; Simon Kiburg; Kane Barnett; Lisa Lautier; James Lonie; Matthew Watts; Naomi Philp
Les références
‘K&L Gates has a strong team of legal professionals offering a diverse range of financial services and regulatory services to us. Over the last 12 months, a number of the lawyers have worked on our matters, and we found them to be dynamic, innovative, and proactive. We always enjoy working with the team and appreciate their collaborative approach to every matter.’
‘The partner’s attends the meetings, negotiates, and manages the matter as if their own. K&L Gates is my most trusted legal advisor.’
‘The team has deep international knowledge, which is very unique in the Australian market, which tends to be more domestically focused.’
Principaux clients
180 Markets Pty Ltd
Adatree
Altx
Apricor Capital
AXA Investment Managers Australia Limited
Centuria Property Funds Limited
CoinJar
Commonwealth Scientific and Industrial Research Organisation
CSIRO Financial Services Pty Ltd
Constantinople
CVS Lane
Dimensional Fund Advisors
DRC Savills
Elka Capital Pty Limited
EML Payments Limited
EQT AB
Fat Zebra
Frollo
Funding.com.au
Hamton
Honda Australia
Human Financial
Immutable
Intuit Inc.
Medibank Private Limited
Monash Investors
Novatti Group Limited
Paspalis
Payton Capital
PIMCO
Real IS
Resolution Life Australasia
Responsible Investment Association Australasia
Salus VC
SISS Data Services
Sniip
Stafford Capital Partners
Tiger Brokers (AU) Pty Ltd
TrueLayer Limited
Twynam Funds Management Pty Ltd
Volt
Yodlee
Zeller
Principaux dossiers
- Advised DFA Australia Limited on the launch of three exchange traded funds.
- Advising Immutable on all Australian financial services regulatory considerations and requirements in relation to the promotion and launch of the Inevitable Games Fund.
- Advised Novatti on the legal / regulatory requirements for a number of new payment services including various card issuing and acquiring products.
Maddocks
Maddocks is a key contact for corporates seeking advice on compliance, investigations by regulators, and M&A involving financial services enterprises. In Melbourne, Gina Wilson is is noted for her vast litigation expertise, while Julian Smith is well-versed in funds establishment issues. Mick Garner is noted for his knowledge of superannuation funds, Sasha di Sipio has extensive corporate expertise, and Sydney-based Greg Palumbo is noted for his strength in blockchain issues.
Responsables de la pratique:
Gina Wilson; Julian Smith
Autres avocats clés:
Mick Garner; Sasha di Sipio; Greg Palumbo; Emily Millane
Principaux clients
Australian Securities and Investments Commission
Victorian Workcover Authority
ESUPERFUND
Australian Retirement Trust
Equity Trustees Ltd
NSW Treasury
Aristocrat Technologies
Grahger Group
Hapana Holdings
Principaux dossiers
- Representing ASIC in multiple Federal Court civil penalty proceedings.
- Advising the NSW Treasurer in relation to the merger of the Active Super superannuation fund with the Vision Super superannuation fund, creating a combined AUD28 billion fund.
- Advising Aristocrat Technologies Australia Pty Ltd in relation to digital payments.