Payet, Rey, Cauvi, Pérez Abogados‘ compliance team is highlighted for its experience in economic criminal law and crime prevention, as well as its ability to provide domestic and international compliance services in conjunction with different practice areas within the firm. The team is adept at advising clients on matters involving money laundering, antitrust law, financial law, labour matters, occupational health and safety, and other regulatory risks, to name a few. The practice is jointly led by banking, mining and industrial sectors expert Juan Diego Ugaz, Carlos Patrón, who is recommended for the implementation of antitrust compliance programmes, José Cúneo and Francisco Ugaz, who is also active in the banking and mining industries, among others. At the associate level, Giancarlo Baella handles competition law matters, Erick Palao is noted for corporate criminal law expertise, and Renzo Vinelli is a key contact for criminal procedural law.
Compliance in Peru
Payet, Rey, Cauvi, Pérez Abogados
Responsables de la pratique:
Juan Diego Ugaz; Carlos Patrón; José Cúneo; Francisco Ugaz
Les références
‘The Estudio Payet Compliance team has extensive experience in the country and is recognised for its experience and solid knowledge in compliance issues. These characteristics gave us the confidence to work with them as a highly specialised team. In our experience, the strongest points of the Payet compliance area are their solid knowledge, experience and track record.’
‘In our experience, the quality of the product that Payet delivers is very satisfactory. They provide us with a specialized and personalized service for the needs of the client. This includes special coordination of our service delivery time needs, accelerating deadlines when there is an extraordinary demand.’
‘Erick Palao stands out: his support was key to ensuring that our organisation complies with the legal provisions regarding the prevention of money laundering and terrorist financing.’
Principaux clients
Corporación Azucarera del Perú
Motores Diesel Andinos
Mediterranean Shipping Company del Perú
Dormeson
Principaux dossiers
- Implemented an integrated compliance system for Corporación Azucarera del Perú in order for it to prevent risks associated with the crimes of Law 30424.
- Designed a criminal compliance programme in accordance with Law 30424 and its regulations for Motores Diesel Andinos.
- Designed a criminal compliance programme in accordance with Law 30424 and its regulations for Mediterranean Shipping Company del Perú.
Rebaza, Alcázar & De Las Casas
The compliance department at Rebaza, Alcázar & De Las Casas is experienced in assisting clients in preventative measures, providing training, compliance diagnostic audits and due diligence. The team is also well versed in criminal proceedings and internal investigations. Co-head Hector Gadea Benavides is a key contact for the development of crime prevention models, while fellow co-head Augusto Loli Carrillo is a key contact for white-collar crime and internal investigations. The team’s sector experience includes telecoms, infrastructure, financial, transportation, cosmetics and automotive, to name a few. Additional contacts at associate level include senior Sergio Mattos and intermediate Flavio Puchuri. Since publication, Mattos has been raised to the partnership - effective as of January 2024.
Responsables de la pratique:
Augusto Loli Carrillo; Héctor Gadea Benavides
Les références
‘They have subject matter experience and a great track record.’
‘Always attentive and willing to help.’
‘It has formed powerful synergies with partners in other jurisdictions, which translates into quality and reliable advice for the client.’
Principaux clients
Digital Holdings Perú
Crosland Automotriz
Universidad de Piura
SIGMA Sociedad Administradora de Fondos de Inversión
Costeño Alimentos
Yanbal Group
Maersk Logistics & Services Perú
Maersk Line Perú
Principaux dossiers
- Designed and implemented a compliance programme for Digital Holdings Perú.
- Advised Costeño Alimentos in designing and implementing a compliance programme, which involved the training of nearly 200 employees.
- Designed and implemented a compliance programme for Grupo Yanbal to avoid misconduct associated to corruption, money laundering and terrorism funding.
Rodrigo, Elías & Medrano Abogados
Rodrigo, Elías & Medrano Abogados‘ compliance practice is headed by José Reaño Peschiera, who is particularly adept at handling business crime cases and matters related to tax evasion and insider trading. Other areas of expertise offered by the practice include assistance in money laundering and misappropriation cases, providing risk assessments and due diligence work, providing training on anti-bribery, and defending clients in white-collar crime cases. Recent compliance work for the team includes designing a mitigation plan and training for a large domestic client, and assisting a client with a cross-border tax fraud case. Associate Jose Luis Medina is a name to note, as is José Caro, who joined the practice in March 2022.
Responsables de la pratique:
José Reaño Peschiera
Les références
‘Solid and recognised team in the market on compliance issues.’
‘The expertise, knowledge and level of adaptation to the client’s vision.’
Principaux clients
Telefónica Del Perú
Scotiabank Peru
BBVA Banco Continental
Anglo American Peru
Investimentos e Participações Em Infraestrutura
Pluspetrol Camisea
Compañia Minera Antamina
Enfoca Sociedad Administradora De Fondos De Inversión
Southern Peru Cooper Corporation
Alicorp
CMS Grau
The ‘very solid‘ compliance team at international firm CMS Grau is highlighted by clients for its ‘360-degree focus‘, offering advice to both domestic and international companies on compliance programmes, and preventing money laundering and corruption. Carolina Cueva, an expert in criminal litigation, leads the team and brings experience in corporate and white-collar criminal matters. The practice also assists clients in human rights risks assessments, particularly for the mining industry.
Responsables de la pratique:
Carolina Cueva
Les références
‘The CMS Grau compliance team is very solid. Carolina Cueva leads her team and practice at CMS Grau in an exceptional way.’
‘In this practice they have a 360-degree focus, not only thinking about criminal compliance but also the integration of compliance as a system.’
‘Excellent advice on Compliance issues.’
Principaux clients
Corporación Breca
Marcobre
Corporación Peruana de Productos Químicos
SOLGAS
Enagás Perú
INDRA
Ferrovial Agroman Sucursal del Perú
Solvi Essencis Ambiental
Indeco
Consorcio Internacional Wayra
Limautos Automotriz del Perú
Gold Fields La Cima
Cementos Pacasmayo
Scania del Perú
Pan American Silver
Inmobiliaria Miraflores Perú
Cruz del Sur
Hudbay Peru
Principaux dossiers
- Audited nine different businesses lines for client Corporacion Breca, which resulted in more than 70 audited areas and more than 90 hours of interviews.
- Advised MINSUR’s compliance officer on a day-to-day basis on all matters related to compliance, as well as the design and implementation of the ISO 37001 standard within the organisation.
- Advised PanAmerican’s compliance officer on a day-to-day basis on all matters related to compliance.
Estudio Echecopar member firm of Baker McKenzie International
Teresa Tovar leads the compliance team at Estudio Echecopar member firm of Baker McKenzie International, which offers clients risk assessments around corruption, the development of compliance and mitigation programmes, assistance in internal investigations, and the provision of training programmes. The firm is also well placed to handle cross-border matters on account of its international office network. Associates Viviana Chávez, who is a key contact for competition and data protection cases, and Cesar Durand, who was promoted to senior associate in July 2022, also lend support.
Responsables de la pratique:
Teresa Tovar
Principaux clients
Telefónica del Peru
Derco Perú
Marcobre
Alicorp
Apoyo Consultoría
Minera Aurífera Retamas
IBT LLC Sucursal del Peru
Samsung
Caterpillar International Services del Perú
Ocho Sur P
Telefónica Global Solutions Perú
Pangeaco
SK Innovation Sucursal del Perú
Unacem Perú
Intcomex Perú
Patronato BCP
Cosapi
Principaux dossiers
- Assisted in the design and implementation of compliance programmes for Minera Aurifera Retamas.
- Advised on the review and adaptation of compliance policies and proceedings to prevent risks under local law for Marcobre.
- Conducted a risk assessment and assisted in the preparation of risk matrices classified according to frequency and impact for Telefonica del Peru.
Miranda & Amado
Miranda & Amado‘s compliance team is capable of handling the full spectrum of compliance matters, with recent work including advising a client in a bid-rigging investigation, reviewing compliance programmes, and representing clients in investigations before INDECOPI. The team, led by Bruno Amiel, is made up of six partners and nine lawyers; Amiel is recommended for corporate compliance issues, while José Luis Velarde and Rafael Díaz are key contacts for criminal compliance. Enrique Felices and Fiorella Zumaeta are names to note for antitrust and competition issues, while Willy Pedreschi and associate Fabiana Vittoria are active in compliance issues arising from acquisitions. Counsel Katherine Torres develops compliance programmes and was promoted to counsel in January 2022.
Responsables de la pratique:
Bruno Amiel
Les références
‘What makes this practice unique is the experience they have in compliance issues. Miranda & Amado works with the main companies in the country and they also have a first class professional team. The combination of both factors makes them a winning formula.’
‘Its dedication and professionalism is off the charts. A team committed to achieving the best possible result. They are creative and committed to a standard of excellence.’
Principaux clients
Statkraft
Talma Servicios Aeroportuarios
Aeropuertos del Peru
Arte Express
Inmobiliaria Koricancha
Marubeni
Grupo Repsol
DiDi Mobility Information Technology
Telefónica del Perú
Natura Cosméticos
Procesos de Medios de Pago
Amazon Web Services
United Heath Group
Principaux dossiers
- Advised Natura Cosmeticos regarding two projects to reduce antitrust and consumer protection risks, respectively.
- Carried out a compliance due diligence for Statkraft within the context of a potential acquisition.
- Represented Repsol in four cases involving the investigation of price -ixing practices in the market of fuels at a national and regional level before INDECOPI.
Benites, Vargas & Ugaz
The compliance department at Benites, Vargas & Ugaz is praised by clients for its ‘unbeatable teamwork‘; it is co-led by counsel Liliana Calderón, who is also highlighted for her ‘extensive knowledge‘ and expertise in anti-corruption matters, corporate compliance, and the prevention of money laundering. Co-head Roberto Pereira specialises in white-collar crime litigation. The practice is adept at advising clients in a range of sectors, such as pharmaceutical, construction and insurance, with recent work examples including assistance to mining companies in internal investigations and providing risk assessments to clients.
Responsables de la pratique:
Roberto Pereira; Liliana Calderón
Les références
‘Liliana Calderón is my trusted partner and to whom I turn when I require a highly expert, specialised opinion based on jurisprudence, law and evidence. She is always available for any requirement and the response time is extremely fast. She is empathetic and proactive, as well as having a vision for teamwork that adds a lot to handling any problem. Luis Vargas has total knowledge of the issues and also supports us in criminal and compliance issues.’
‘The compliance team, led by Liliana Calderón, is available and attentive to answer our queries, with an optimal response time and solvency in their answers. The firm gives you care immediately. I highly emphasize the work of Liliana Calderón, she has no problem adapting to the times and deadlines of her clients, even in high-pressure situations.’
‘The BVU compliance team is solid and committed. The advice that we have received from them always has a transversal and comprehensive perspective, they approach the advice directly and with sufficiently in-depth answers without ceasing to be practical.’
Principaux clients
Tecnológica de Alimentos
Minsur
Rimac Seguros
Telefónica de Perú
Obrascon Huarte Lain Suc. Del Peru
Metro de Lima Línea 2
Grupo Inmobiliario Capac
Cnpc Peru
Hidrandina
AESA Administración de Empresas
Grupo Centenario
Minera Chinalco Peru
Marcobre
Principaux dossiers
- Advised Metro de Lima on the implementation of its compliance programme.
- Advised Minsur on several internal investigations regarding complaints in different matters presented through the whistleblower channel.
- Developed an integral training programme on compliance matters to the main officials and managers at Minera Chinalco Peru.
Caro & Asociados
Caro & Asociados, a boutique firm with a specialism in white-collar criminal law, offers clients advice on compliance and the prevention of risks. Dino Carlos Caro Coria heads the firm, with Luis Miguel Reyna Alfaro leading the consulting and compliance department. The team of four partners and eight associates regularly undertakes internal investigations, audits, and the development of compliance programmes for clients in sectors such as mining, real estate and construction. Co-heads María Alejandra Quintana Gallardo and Luz Celeste Valenza Trujillo offer expertise in dispute resolution and legal forensics, respectively.
Responsables de la pratique:
Dino Carlos Caro Coria; Luis Miguel Reyna Alfaro; María Alejandra Quintana Gallardo; Luz Celeste Valenza Trujillo
Principaux clients
Compañía Minera Buenaventura
Nexa Resources Perú
Cam Servicios Del Perú
Inmobiliaria y Constructora Tierras Del Sur
Minsur
Iron Mountain Perú
Principaux dossiers
- Provided training to Compañía Minera Buenaventura on the prevention of money laundering and financing of terrorism, specifically around SBS Resolution No. 789-2018.
- Developed the project Goal 100, involving mitigating criminal risks, which also includes an action plan, for Nexa Resources Perú.
- Provided Inmobiliaria y Constructora Tierras del Sur with a report pointing out the possible legal contingencies and risks that may arise in the purchase of a property and its background.
CPB Abogados
CPB Abogados‘ compliance department regularly assists clients with the development of compliance policies, particularly in relation to anti-corruption and the prevention of money laundering and terrorism financing. The practice is jointly led by Mario Pinatte, who is especially adept at conflict resolution matters and crisis management for clients, and Pia Iparraguirre, who was promoted to partner in November 2022 and brings experience from regulator OEFA in environmental matters. Recent work for the team includes implementing prevention models and creating criminal compliance programmes.
Responsables de la pratique:
Mario Pinatte; Pia Iparraguirre
Les références
‘It feels like a well-cohesive team and they complement each other well so that we can meet the objective within the time frame we have. I really like that they seek to protect our position but understand that the closing of the operation is as important as the first.’
‘They have a good team, mixing experience and young people. They show good disposition and serve in a timely manner.’
‘They are always aware of what we need and willing to help. They have good management of regulations.’
Principaux clients
Inmobiliaria De Turismo
Empresa de Administración de Infraestructura Eléctrica
Grupo Inmobiliario Aurora
Ibañez Solano Srl Sucursal En Perú
Mambrino
Gerpal
Flat Arequipa
Pronokal Peru
Urbi Proyectos
Dresden Corp
Yamaha Motor Del Perú
Cartavio Rum Company
Tiendas por Departamento Ripley
Banco Ripley Perú
ICC Perú
Principaux dossiers
- Provided criminal compliance advice to Banco Ripley Peru.
- Provided Cartavio Rum Company with risk management advice and assistance in the implementation of a prevention model in free competition, labour, tax, corporate and environmental matters.
- Provided Grupo Inmobiliario Aurora with risk management advice and the implementation of an anti-money laundering prevention system.
DS Casahierro Abogados
The compliance practice at DS Casahierro Abogados is experienced in assisting clients in cross-border matters thanks to its international corporate network, and it is especially active in the construction industry. Co-heads of the team Jose Matto and principal associate Emma Canchari recently advised a client on the implementation of a compliance programme and anti-bribery management system, and also provided advice to a company on the corporate model for the prevention of corruption crimes. Other areas the practice assists with include reviewing compliance programmes, providing training for compliance and anti-bribery, and advising on ISO standards.
Responsables de la pratique:
Jose Matto; Emma Canchari
Les références
‘DS Casahierro attends to specialised issues, with a professional team that offers continuity and follow-up, adapted to the needs of the client, advising and offering highly valued solutions, and appropriate to the business.’
‘Emma Canchari offers her extensive experience in the implementation of compliance models, with great professionalism, closeness, kindness, highlighting her high capacity to identify gaps, offer action plans, and promote the closure of projects with satisfactory results valued by the client.’
‘They compare favorably because they understand what our company does, because regulation is in constant motion and it is important to understand this for compliance.’
Principaux clients
Inti Punku Joint Venture
Terpel Perú
Terpel Comercial del Perú
Terpel Aviación Del Perú
Sacyr Construcción Perú
Sacyr Concesiones Perú
Sacyr Operación y Servicios Perú
Productos Roche
Roche Farma (Perú)
Cumbra Perú
Mareauto Peru
Laboratorios Lukoll
América Móvil Perú
Sociedad Nacional de Pesquería
Nhoa Energy
Compañía Nacional de Chocolates De Perú
Futuro Invest
Viva Negocio Inmobiliario
Primus Capital Leasing
Primus Capital Perú
Primus Capital Créditos
AGP Perú
Industrias Criogénicas del Perú
MABE Perú
Andritz Hydro LTDA. Sucursal del Perú
COZ y Compañía Sucursal del Perú
Conductores Eléctricos Lima
Archer Daniels Midland
GMVBS
Consorcio Peruano de Estaciones
Distribuidora Jandy
Terminales Del Perú
Principaux dossiers
- Improved the compliance systems implemented in Terpel, covering anti-money laundering, terrorism financing and antitrust.
- Developed a risk matrix for Sacyr with the purpose to identify, evaluate and mitigate potential criminal contingencies in the business, with emphasis on crimes of public and private corruption.
- Managed and executed the compliance activities and monitoring of the compliance programme for Inti Punku.
Hernández & Cía
Hernández & Cía regularly develops compliance programmes for its clients, as well as issuing crisis reports, conducting internal investigations, and evaluating existing criminal compliance programmes. The team is jointly led by Gonzalo Del Río, who advises clients such as Hermes, and Alfredo Filomeno, who leverages his experience in corporate M&A and banking to assist clients with compliance advice relating to complex corporate structures. Senior associate Kris Maquin also lends assistance in compliance matters.
Responsables de la pratique:
Gonzalo del Río; Alfredo Filomeno
Principaux clients
Aenza
Universidad San Ignacio de Loyola
IPAE
Liderman
Hermes
HudBay
PUMA
UNIMAR
INMOBILIARIA MARÍTIMA
Principaux dossiers
- Advised Aenza (previously Graña y Montero) on corporate crisis management.
- Conducted an independent investigation in order to collaborate with the authorities in a Lava Jato case.
Muñiz, Olaya, Meléndez, Castro, Ono & Herrera Abogados
Muñiz, Olaya, Meléndez, Castro, Ono & Herrera Abogados’ compliance team is adept at handling personal data privacy protection and consumer protection matters, with the practice catering to both domestic and international clients. The team is headed by Mauricio Olaya and Ian Galarza, who are experienced in the implementation of compliance programmes and white-collar criminal law, respectively. The practice is also able to advise clients on anti-money laundering issues, the prevention of terrorist financing, and risk prevention. Pierino Stucchi and José Antonio Bezada left the firm in April 2023.
Responsables de la pratique:
Mauricio Olaya; Ian Galarza
Les références
‘Very good team. Attentive to our queries, obtaining excellent results.’
‘Kind, empathetic, patient: Ian Galarza.’
Principaux clients
Perufarma
Grunenthal Peruana
G.W. Yichang & Cia
Arca Continental Lindley
Química Suiza Industrial
Energigas
Optica Los Andes
Nestlé Peru
Abbott
Pluspetrol Perú Corporation
GM Operaciones
Terminal Porturario Paracas
China Yangtze Power Corp
Compañía Operadora de Gas
Transportadora de Gas del Perú
Valero Energy Corporation
Metco Trading
Principaux dossiers
- Advised Perufarma on the implementation of compliance programmes in the areas of competition, consumption and advertising.
- Advised Terminal Portuario Paracas to develop the update of the criminal compliance system according to the new modifications of the law 30424 and the guidelines of the Stock Market Superintendency.