Leading Associates

Firms To Watch: Fintech

With in-depth expertise in regulatory enforcement defense, Brown Rudnick LLP is often engaged in fundraising and commercial litigation. In New York, Clara Krivoy is experienced in debt and equity offerings, capital markets, and internal investigations, while Washington DC-based Stephen Palley is well-versed in regulatory digital asset matters.
Cahill Gordon & Reindel LLP has a banking-led transactional practice, which also extends to the fintech and crypto space, including advice on contentious, regulatory, and transactional matters. Former federal prosecutor Samson Enzer chairs the cryptocurrency and blockchain group.
McDermott Will & Emery LLP is a strong choice for cryptocurrency and blockchain matters. Joe Evans‘ broad caseload encompasses advising on initial coin offerings.
Noted for its experience in fintech-related litigation and regulatory matters, Schulte Roth & Zabel LLP is a key port of call for various hedge funds on investment matters. The practice is also knowledgeable of distressed assets as well as money transmitter and compliance matters. Stephanie Breslow, Donald Mosher, and Marc Elovitz jointly lead the team.
Simpson Thacher & Bartlett LLP has a deep bench of New York-based lawyers serving the firm’s financial institution, crypto and fintech clients, including practice head Lee Meyerson, Michael Osnato and Marc Berger.

Fintech in United States

Latham & Watkins LLP

Often working in conjunction with the firm’s privacy & cyber practice on data privacy and security law issues, the New York-based practice Latham & Watkins LLP covers the full array of blockchain, digital asset, and payment technology matters. Co-lead of the practice Stephen Wink specializes in compliance and enforcement and is a key port of call for various digital asset entities, DAOs, and financial institutions. Also-co-lead of the team, Yvette Valdez is experienced in advising global investment banks, asset managers, and trading shops on establishing crypto derivatives and structuring digital assets. Jenny Cieplak offers strong knowledge of the corporate, intellectual property, and regulatory aspects of fintech transactions, while Marlon Paz often assists broker-dealers on internal investigations and securities regulations. In Washington DC, Barrie VanBrackle is well-versed in fintech transactions and consumer financial services compliance, while Los Angeles-based Ghaith Mahmood is proficient in the commercialization of IP assets and is often engaged in NFT matters. Todd Beauchamp left the team in March 2023.

Responsables de la pratique:

Steve Wink; Yvette Valdez


Autres avocats clés:

Jenny Cieplak; Marlon Paz; Barrie VanBrackle; Ghaith Mahmood; Parag Patel


Principaux clients

Andreessen Horowitz


Aptos Labs


Aspiration


Autograph.io


Ava Labs Inc


Beneficial State Bank


Binance


Blockchain Association


Celsius Networks Ltd


Cipher Mining Technologies Inc


CleanSpark


Chicago Mercantile Exchange (CME)


DirectBooks


Elwood Technologies


ErisX


Evolve Bank & Trust


FIA Tech Consortium


Fidelity Investments


Flowcarbon


FXSpotStream


Gemini Trust


GoldenTree Asset Management


Hidden Road Partners


Hippo Enterprises Inc.


Idle Labs Inc.


Iris Energy


Jane Street Capital


Lemonade Inc


MarketAxess


MEMX


MoonPay Inc


NetSpend Corporation


NounsDAO


NYDIG


Octaura


OpenSea


Pantera Capital


ParaFi Capital


Prosper Marketplace


Revolut


SIMON Group


Storm King Trading


Syndicate DAO


Versana


Zilch


Principaux dossiers


  • Advised Coinbase on the restructuring of its strategic and commercial relationship with Circle regarding the stablecoin USDC.
  • Advised Madison Dearborn Partners on its US$1.8 billion acquisition of MoneyGram International.
  • Advised Versana on the launch of its data sharing service for syndicated loans.

Mayer Brown

Able to draw upon support from the firm’s banking & finance department on capital market matters, Mayer Brown offers strong expertise in regulatory financial service issues and the full spectrum of capital transactions. In Washington DC, David Beam counts money service businesses, investment banks, and consumer lenders among his clients and is principally focused on payment systems and credit products. Steve Kaplan leads the firm’s financial services regulatory and enforcement team, while Rohith George splits his time between Palo Alto and San Francisco and is proficient in the negotiation and execution of SaaS and other hosted service agreements. Working out of Chicago, Joe Pennell’s broad caseload encompasses digital and outsourced services transactions as well as the outsourcing of finance and accounting services. Brad Peterson oversees the firm’s global technology transactions practice and is well-versed in PaaS and SaaS, while Julian Dibbell is another key member of the team.

Responsables de la pratique:

David Beam; Joe Castelluccio; Nina Flax; Julie Gillespie; Reg Goeke; Steve Kaplan; Brad Peterson


Autres avocats clés:

Rohith George; Joe Pennell; Julian Dibbell


Principaux clients

Square, Inc.


American Express Company


Goldman, Sachs & Co


PayPal, Inc


Afterpay


LendingClub


Bitnomial Exchange, LLC


Riskified


Stripe


Orrick, Herrington & Sutcliffe LLP

The ‘deep and versatile fintech practice’ Orrick, Herrington & Sutcliffe LLP remains at the forefront of venture finance mandates and is well-regarded for its regulatory financial expertise. The team is jointly led by New York-based Daniel Forester and Clint Rockwell in Santa Monica, the latter of whom is a key port of call for auto lenders, banks, and securities broker-dealers on compliance and licensing. In Washington DC, Katy Ryan often advises on compliance matters pertaining to the SAFE Act and the FCA, while Santa Monica-based Josh Pollick is a key contact for technology companies and venture capital firms on corporate formations, M&A, as well as public offerings. In Silicon Valley, Joseph Perkins is noted for his virtual currency activity and is labelled as ‘at the top (of the) field’ by clients.

Responsables de la pratique:

Clint Rockwell; Daniel Forester


Autres avocats clés:

Katy Ryan; Josh Pollick; Joseph Perkins


Les références

‘Orrick has provided high-quality legal service to our company. They have been fast and consistent with their communication and are reliable. They have provided exceptionally good advice and counsel for all corporate, fundraising, and HR matters for our company. ’

‘The collaboration between the Orrick teams is impressive.’

‘A deep and versatile Fintech practice group. They are also strong on the capital markets side for asset backed securitizations.’

Principaux clients

Stripe


Deel


AtoB


Eltropy


Slope


Chime


Dave


Betterment


Beacon Platform


Accrue Savings


Capchase


Vise


Shopify


PayPal


Karat


LendingClub


Affirm


Illusory Systems


Easygo Gaming


Ondo Finance


Flipside Crypto


Pantera


Mysten Labs


Solana Foundation


Uphold


Lockerverse


Compound Labs


0x


Fractional Token Company


Mina Foundation


Chainalysis


New York Digital Investment Group


Illusory Systems


Paysafe


Community Federal Savings Bank


InComm


Flagstar Bank


Nuvei


Expensify


Better Mortgage


Self Finance


Principaux dossiers


  • Advised Stripe on its $6.5 billion Series I financing.
  • Advised Mysten Labs on the repurchase of assets acquired by the venture arm of fallen crypto giant FTX.
     
  • Represented Opportunity Financial on its ongoing dispute with the California Department of Financial Protection and Innovation, which alleges that OppFi has violated state limits on interest rates.

Paul Hastings LLP

Lauded by clients for its ‘deep knowledge of fintech-related laws’, M&A, joint ventures, and private equity matters remain a key component of the practice at Paul Hastings LLP. The team is also geared to handle regulatory compliance for token launches and is knowledgeable of money laundering and sanctions. The group is jointly chaired by Atlanta-based Chris Daniel, who often advises private equity and venture capital firms on FinTech investments. Also co-lead of the department, Eric Sibbitt in San Francisco is a key contact for trading platforms and prominent investors on regulatory blockchain and financial technology matters. In New York, Dana Syracuse is well-versed in The Bank Secrecy Act and consumer protection, while Molly Swartz works out of San Francisco and assists financial technology companies and internet marketplaces on transactional mandates. Operating out of Atlanta, Meagan Griffin is informed in federal and state laws pertaining to electronic payments, mobile payments, and digital assets.

Responsables de la pratique:

Chris Daniel; Eric Sibbitt


Autres avocats clés:

Dana Syracuse; Molly Swartz; Meagan Griffin


Les références

‘The absolute best part about working with PH is that its attorneys have deep knowledge of fintech-related laws. They are both knowledgeable in the law and practical in their advice. Their practicality is especially important for FinTech’s trying to introduce a new product to the market.’

‘They are my go-to attorneys for FinTech and bank partnership, small dollar lending, money transmission licensing, and all things related to consumer financial products and services. ’

‘Molly Swartz is one of the partners whom I work with routinely. She is always nice, thoughtful, knowledgeable, level-headed, and practical. I call Molly when I need assistance thinking through a difficult or thorny legal issue.’

Principaux clients

Search Capital Partners


FTV Capital


Meta


Fidelity Digital Assets


FalconX


Melio


Wells Fargo


GTCR


Walmart Inc


InComm


Bloc


Framework Ventures


American Express Travel Related Services Company, Inc


Plaid


Remitly, Inc


Blockchain.com


th8ta LLC


StormX


Perkins Coie LLP

Specializing in acquiring bank and trust charters, Perkins Coie LLP advises cryptocurrency, blockchain, and paytech clients on the development, operation, and maintenance of technology-based financial products and services. The practice is also proficient in money transfers, transmission, and remittance, token-based fundraising, as well as BaaS solutions. In Seattle, Joe Cutler heads the team and is knowledgeable about payment solutions, while on the litigious side, he is also vastly experienced in state banking and financial institution disputes. Dax Hansen is proficient in anti-money laundering, prepaid access, and tokenized assets, while in Palo Alto, Lowell Ness often handles venture capital financing, M&A, public offerings, as well as private placements, he is also adept in securities law and corporate governance. Sarah Shtylman is noted for her expertise in regulated digital asset platforms, in-game currencies, and payment services integrations, and often advises clients on marketplace payments, social media monetization strategies, and application-specific virtual currencies.

Responsables de la pratique:

Joseph Cutler


Autres avocats clés:

Dax Hansen; Lowell Ness; Sarah Shtylman; Malika Moore


Principaux clients

Bittrex


IMVU/Together Labs


MakerDAO


Microsoft Corporation


SardineAI


WisdomTree


CoinEx


Game7 Foundation


LBRY


Principaux dossiers


  • Advised WisdomTree, Inc on the 2023 launch of WisdomTree’s blockchain-native digital wallet app, WisdomTree Prime.
  • Represented MakerDAO in a patent infringement case in the Southern District of New York filed by patent owner True Return Systems.
  • Represented Microsoft Corporation in negotiating the first U.S. co-branded credit card for the popular Xbox gaming brand.

Cooley LLP

Noted for its strong track record in financial services enforcement matters, including investigations by the Consumer Financial Protection Bureau, Cooley LLP’s broad fintech caseload encompasses financing, joint ventures, IPOs as well as M&A. The practice is also a key port of call for collaborative agreements and transactions, notably Buy-Now, Pay-Later products. In Washington DC, Obrea Poindexter is proficient in the regulatory aspects of mobile payment systems and person-to-person payments, while Michelle Rogers is experienced in representing financial institutions in litigation matters before federal and state enforcement agencies. Sean Ruff is knowledgeable about anti-money laundering regulations and the Electronic Fund Transfer Act, while Derek Colla is skilled in venture capital financing. In Palo Alto, Nancy Wojtas handles corporate governance issues, M&A, and venture capital financing, while other key members of the team include Adam Fleisher and James Dionne who are knowledgeable of state money transmitter licensing laws. All of the individuals that have been mentioned are located in Washington DC, unless stated otherwise.

 

 

 

 

Responsables de la pratique:

Derek Colla; Obrea Poindexter; Sean Ruff; Michelle Rogers; Nancy Wojtas; Luke Cadigan


Autres avocats clés:

Adam Fleisher; James Dionne


Principaux clients

QED Investors


Kim Kardashian


Moonpay


Bitdeer Technologies Holding Company


Principaux dossiers


  • Advised QED Investors on the close of Finkargo’s $20 million Series A financing.
  • Represented Kim Kardashian in a class action claiming that Kardashian and executives of the cryptocurrency firm EthereumMax (EMAX) misled investors in their promotion of their token.
  • Advised Bitdeer Technologies Holding Company on its business combination with Blue Safari Group Acquisition Corp.

Cravath, Swaine & Moore LLP

A strong choice for broker-dealers, banks, startups, as well as public companies, the New York-based practice at Cravath, Swaine & Moore LLP is knowledgeable of digital payments, protocol design, and Web3 intellectual property mandates. Other areas of expertise for the practice include regulatory cryptocurrency matters, decentralized finance, and DAOs. David Kappos oversees the team and is proficient in the intellectual property aspects of blockchain and cryptocurrency matters. A partner in the firm’s corporate department, Scott Bennett advises issuers and investment banking firms on public and private offerings of securities. Sasha Rosenthal-Larrea often handles the technology, intellectual property, data privacy, and data security aspects of major corporate transactions, while Daniel Barabander is particularly well-versed in compliance and securities matters. Other key team members include co-lead of the firm’s litigation practice Kevin Orsini.

 

Responsables de la pratique:

David Kappos


Autres avocats clés:

Scott Bennett; Daniel Barabander; Sasha Rosenthal-Larrea; Kevin Orsini


Les références

The approach taken by all of the counsel I have is truly top class. I have several teams that work with me on large projects and nothing every slips through the cracks.

Principaux clients

Art Blocks


BitDeer


Dfinity


Robinhood


Silvergate


Principaux dossiers


  • Advised Robinhood on its $605.7 million purchase from the United States Marshals Service of shares previously owned by bankrupt Emergent Fidelity Technologies.
  • Advised Art Blocks on an agreement for future equity.
     
  • Represented Bitdeer on SEC issues related to its $1.18 billion SPAC combination with Blue Safari.

DLA Piper LLP (US)

DLA Piper LLP (US) is well-equipped to advise a broad range of companies on implementing blockchain solutions, and is often engaged in transactional, litigious, and regulatory digital asset work. In Washington DC, Margo Tank co-leads the team with Los Angeles-based James Williams who is experienced in advising blockchain companies on token generation events, SEC compliance, and venture financing. Working out of Washington DC, banking and financial service law specialist Jeffrey Hare is knowledgeable of mobile payments, state licensing requirements, and virtual currency. In Chicago, Ronald David Whitaker often advises clients on privacy and data security laws pertaining to electronic financial services and payments, while in San Francisco Michael Fluhr is particularly active in the financial sector, and is focused on blockchain and digital asset matters.

Responsables de la pratique:

Margo Tank; James Williams


Autres avocats clés:

Jeffery Hare; Ronald David Whitaker; Michael Fluhr; Elizabeth Stacy McClure Caires


Principaux clients

DMS Bank & Trust


DocuSign Inc.


Vestwell Holdings, Inc


Pico Quantitative Trading LLC


CasperLabs Holdings AG


Citibank


Peak Trust Company


Insperity, Inc


Peridot Financing Solutions LLC


Paycom Software, Inc.


Principaux dossiers


  • Advised DWTC and VARA on drafting their virtual asset regulations to govern all activity in the region.
  • Advised Twitch on regulatory issues including virtual currency, prepaid products, lending, and money movement.
  • Advised Figure, Inc on the development, regulatory compliance, and contract terms for a new blockchain-based eVault for the recording and transfer of crypto-assets.

Eversheds Sutherland

A key contact for card processors, money remittance providers, and alternative payment providers, the ‘very attentive’ Atlanta-based practice Eversheds Sutherland is adept in domestic and international payment processing and digital commerce issues. The practice is also particularly well-versed in insurtech, regtech, and financial regulatory compliance matters. With over two decades of experience in joint ventures, commercial transactions and arrangements as well as M&A, Robert Pile oversees the practice. Brian Murphy is noted for his capabilities in digital wallet initiatives, outsourcing arrangements, technology transfers, and licensing transactions, while in New York, Brian Barrett is experienced in advising insurers, banks, broker-dealers, and pension sponsors on transactional matters. Brennan Posner is proficient in asset-backed securitization and bank origination programs, while Michael Bahar specializes in data privacy and cybersecurity. Other key members of the team include Hannah Winiarski who is knowledgeable of anti-money laundering compliance.

Responsables de la pratique:

Robert Pile


Autres avocats clés:

Brian Murphy; Brian Barrett; Brennan Posner; Michael Bahar; Hannah Winiarski; Sarah Paul


Les références

‘The team is very attentive to client needs. They have good depth and can hand the ball off to each other smoothly.’

‘They are able to investigate one-off requests quickly and thoroughly as well as handle debt capital market transactions.’

‘They present a legal view of the situation with a balanced overlay of commercial considerations.’

Fenwick & West LLP

Lauded for its ‘deep bench of individuals’, Fenwick & West LLP is noted for its strong track record in blockchain matters as well as fintech disputes. The practice is also highly experienced in internal investigations and is a key contact for global banks, Fortune 500 financial institutions, and online lending platforms. In Seattle, key members of the practice include Ryan Straus and Andrew Albertson, the latter of whom is knowledgeable of open system designs and often advises Web3.0 technology companies. Working out of Santa Monica, Andrew Klungness is praised for ‘a deep understanding of the underlying technology that powers today’s fintech companies’ and often handles blockchain network, NFT collaborations, and technology outsourcing. In San Francisco, Michael Dicke’s recent work highlights includes advising companies and individuals launching coin offerings, while Jennifer Bretan is experienced in regulatory and enforcement matters before the SEC.

Responsables de la pratique:

Andrew Albertson; Michael Dicke; Andrew Klungness; Ryan Straus


Autres avocats clés:

Jennifer Bretan


Les références

‘Fenwick has a deep bench of individuals with experience in FinTech transactions. We’ve been happy with their support. ’

‘Andrew Klungness has a deep understanding of the underlying technology that powers today’s FinTech companies. This allows him to provide pragmatic legal advice that aligns with the operation of the underlying technology. ’

Principaux clients

Amberdata


Arbitrum


Coinbase Global


Commonstock


CryptoPunks


Hypernet Labs


Koop


Magic Eden


Mythical Games


Offchain Labs


OpenSea


Orderbook


Pixel Vault


Rainforest


Robinhood


Steemit


Story Protocol


Super Studios


Talos


Yuga Labs, Inc


Principaux dossiers


  • Advised Mythical Games on its acquisition of DMarket.
  • Advised Coinbase on developing the Travel Rule Universal Solution Technology (TRUST), an industry-driven solution designed to comply with a requirement known as the Travel Rule.
  • Represented Yuga Labs in a case filed in the U.S. District Court for the District of Nevada, the plaintiff filed a lawsuit after a third-party bad actor stole some of his valuable BAYC NFTs through a phishing scheme.

Goodwin

Goodwin fields a considerable workload, notably in NFT, DAO, and government investigation matters, and is also highlighted for its in-depth expertise in intellectual property, SEC regulations, and token fundraising. In Santa Monica, David Ajalat is experienced in advising fintech companies and investors on capital raising, company formation and structuring, and M&A. Working out of San Francisco, Mitzi Chang’s practice encompasses capital markets transactions, SEC reporting, and venture capital financings, while Karen Ubell is proficient in the adoption, launch, and distribution of various digital assets. Silicon Valley-based Grant Fondo is another key team member, while Kimberly Holzel in Boston is knowledgeable of consumer financial services law compliance. Working out of Washington DC, Michael Whalen covers enforcement, regulatory, and transactional matters for fintech clients.

Responsables de la pratique:

David Ajalat; Mitzi Chang; Grant Fondo; Karen Ubell; Michael Whalen; Meghan Spillane


Autres avocats clés:

Kimberly Holzel; Sammy Tang


Les références

‘Goodwin’s law practice stands out for its unique blend of expertise, innovation, and client-focused approach, making them a distinguished player in the legal field.’

‘One of the key strengths of Goodwin’s team is its deep expertise across various legal domains, enabling them to handle a wide range of complex cases. Potential clients should be aware of the team’s ability to provide tailored, sophisticated legal solutions that align with their specific needs and challenges.’

‘Goodwin keeps their finger on the pulse of FinTech. The team regularly put out updates and aren’t caught off-guard by new developments or regulations in the space.’

Principaux clients

Affirm


Andreessen Horowitz


Arkham Intelligence


BAM Trading Services Inc


BankProv


Blackbird Labs


Checkout LLC


Circle


DailyPay


Galaxy Digital Ventures


Kickstarter PBC


Matter Labs


Messari


Paradigm Operations LP


Perpay, Inc


Petal Card, Inc


Proof of Play


Protocol Labs


Risc0


Splitit Payments


Step Mobile


Stripe, Inc


Turnkey Global


Upshot Technologies


Universal Navigation


X1


Principaux dossiers


  • Represented Kraken on the matter of United States of America v. Payward Ventures, Inc., 3:23-mc-80029-JCS, ultimately contesting the IRS’s requests for vast amounts of data related to Kraken and its users.
  • Advised X1 on its acquisition by Robinhood.
  • Advised Protocol Labs on its ecosystem development and growth initiatives.

Morrison Foerster

Noted for its extensive experience in cryptocurrency enforcement and prosecution matters, Morrison Foerster often assists fintech companies and regulated entities on federal and state law compliance. In New York, practice co-head Jeffrey Silberman is knowledgeable of regulatory and transactional mandates surrounding digital lending and payment networks, while Boston-based co-head Haimavathi Marlier represents fintech clients in litigation and government investigations. In Washington DC,Jeremy Mandell handles cash back, digital deposit, and stablecoin matters, and Crystal Kaldjob is often engaged in compliance issues as well as network and Baas agreements. In Palo Alto, Stephanie Lynn Sharron is proficient in data rights surrounding Fintech licensing and partnership deals. San Francisco-based Alfredo Silva is informed in corporate and securities law, and in New York, Evan Minsberg is a key contact for banks, e-commerce platforms, and gaming sites on product development and strategic partnerships. In Washington DC, Calvin Funk specializes in consumer finance law, notably debt collection laws, credit services, and state lending.

Responsables de la pratique:

Haimavathi Marlier; Jeffrey Silberman


Autres avocats clés:

Stephanie Lynn Sharron; Alfredo Silva; Evan Minsberg; Calvin Funk; William Frentzen; Kelley Howes; Daphne Higgs; Crystal Kaldjob; Jeremy Mandell


Les références

‘Morrison Foerster has a deep understanding of our business and the industry at large. The practice is an indispensable legal advisor that has gained the unwavering trust of both our legal and senior business leadership teams.’

‘They understand our needs inside and out and I can always count on them for extremely practical, best in class legal advice and support for financial services and FinTech regulatory and transactional matters. I offer them my very highest recommendation.’

‘They have the unique ability to provide counsel on product strategy by combining regulatory expertise with an understanding of business pressures in Silicon Valley.’

Principaux clients

American Bankers Association


Arca Funds


BHG Financial


BitOoda


Book.io


Chainalysis Inc


Coinbase, Inc


CoinRoutes


Divvy


eBay


Elevate Credit


Euler Labs LLC


Ideanomics


Launch Capital LLC


Mango Labs


Non-Fungible Technologies Inc


Ntropy Networks


Ocrolus, Inc


Opendeal Inc


Percapita Group


Royal Caribbean


SoftBank


Principaux dossiers


  • Advised Experian on the creation and launch of their full-service digital banking solution.
  • Advised on the return of nearly $200 million in digital assets for Euler, three weeks after these assets were stolen by a hacker.
  • Advised a sponsor bank on the development of new products, risk management policies, and the review of their program manager relationships.

Willkie Farr & Gallagher LLP

Commended for its ‘second-to-none domain knowledge and deal skills’, Willkie Farr & Gallagher LLP‘s broad offering spans private equity, M&A, and capital markets matters, the team is also well-equipped to handle an array of blockchain, cryptocurrency, and NFT regulatory issues. Operating out of New York, Conrad Bahlke often handles derivative transactions as well as commodities and banking regulations, while Jeffrey Poss is knowledgeable of private equity and venture capital transactions for both public and private companies. Christopher Giancarlo previously acted as 13th Chairman of the United States Commodity Futures Trading Commission, while Kari Larsen’s digital asset practice encompasses drafting and negotiating third-party agreements and regulatory requirements. In Washington DC, A. Kristina Littman is experienced in digital asset investigations and enforcement actions, and Justin Browder assists investment advisers, broker-dealers, and digital asset ecosystems on federal securities laws.

Responsables de la pratique:

Jeffrey Poss; Justin Browder; Christopher Giancarlo; Kari Larsen; Kristina Littman


Autres avocats clés:

Conrad Bahlke


Les références

‘Second-to-none domain knowledge and deal skills. They focus on what’s important and know the regulatory landscape well.’

‘The team has lots of young, experienced partners, who will be doing this for a long time. They bill transparently and accommodate broken deals.’

‘Jeff Poss is the best lawyer that we have worked with.’

Principaux clients

Acumatica


American Financial Exchange


Aquiline Capital Partners


Ascensus


Special Committee of Blockcap


BlockTower


Clear Street


CoinFund


Digital Asset Holdings


The Digital Dollar Project


eToro USA


Fenergo


FIS


Forecast Foundation


Franklin Resources, Inc


Genstar Capital


GSR


HealthEquity


Insight Partners


Institutional Shareholder Services Inc


Kony Inc


Loyale Healthcare


Lykke Exchange


Ministry Brands


Orion Advisor Solutions


Personal Capital


Professional Datasolutions, Inc


Ripple Labs Inc


SimpleNexus


SIFMA


SIX


Success Factory


Capital One, N.A. – United Income


Virtual Currency Association


Volante Global


WealthFront Corporation


Ballard Spahr LLP

With a strong track record in representing financial institutions and technology providers on government investigations and enforcement proceedings, Ballard Spahr LLP is particularly proficient in financial services compliance. The practice is also well-equipped to handle the development, commercialization, and maintenance of lending programs and mobile applications. Minnesota-based Ronald Vaske often advises banks on BaaS programs, while in Pennsylvania, Peter Jaslow handles entity formation and structuring as well as capital raising. In Washington DC, Michael Gordon is vastly knowledgeable in consumer financial services law. Working out of California, Michael Guerrero is well-versed in consumer credit programs, while New York’s Marjorie Peerce is another key team member. Lisa Lanham left the firm in April 2024.

Responsables de la pratique:

Ronald Vaske; Michael Guerrero; Marjorie Peerce; Peter Jaslow


Autres avocats clés:

Michael Gordon; John Socknat; Rinaldo Martinez


Les références

‘The Fintech team is exceptionally client focused. They understand the issues, but most importantly always counsel with the client’s bottom line in mind.’

‘The regulatory/license tracking tool they provide is a blessing for in-house counsel because it allows everyone in the organization to track progress real time. ‘

‘A very diverse team of female and minority lawyers. They are highly collaborative and work with clients to come up with pragmatic solutions to problems.’

Principaux clients

Bancorp Bank


Salt Blockchain


Lending Club


PayPal


Social Finance, Inc


Fifth Third Bank


First PREMIER Bank


South State Bank


TAB Bank


First Electronic Bank


Community Federal Savings Bank


Merrick Bank


Metropolitan Commercial Bank


WebBank


Avanat LLC


Productfy LLC


Marlin Mortgage Capital LLC


Sailfish Servicing LLC


Yellowstone Capital Partners


Avant LLC


Lumio


Corsair Capital


Figure Technologies


Salt Blockchain


Nth Round


Cleary Gottlieb Steen & Hamilton

Geared to handle the full spectrum of corporate governance issues, the New York-based practice Cleary Gottlieb Steen & Hamilton is particularly well-versed in cryptocurrency restructuring, economic sanctions, M&A, as well as SEC enforcement matters. Derek Bush splits his time between Washington DC and New York and often assists domestic and international banks as well as financial services providers on regulatory matters. Hugh Conroy is often engaged in issues surrounding the Federal Reserve payment system, while Brandon Hammer handles the application of bankruptcy rules, commercial law, and regulatory matters pertaining to digital assets. Julia Knight advises banking organizations on enforcement proceedings and internal investigations.

Responsables de la pratique:

Derek Bush; Hugh Conroy; David Lopez


Autres avocats clés:

Brandon Hammer; Julia Knight


Principaux clients

BITRIA, Inc


Coinbase Inc


GMO-Z.com


Goldman, Sachs & Co. LLC


Paxos Trust Company


Polychain Capital, Inc


Brad Garlinghouse


Miami International Holdings, Inc


Warbler labs


BitGo


Depository Trust & Clearing Corporation


Wintermute


Societe Generale


Standard Chartered


Custodia Bank


Clifford Chance

Lauded as a ‘renowned law firm with a global presence in key markets worldwide’, the New York-based practice Clifford Chance is a key contact for sizeable financial institutions on blockchain and cryptocurrency projects, online lending, as well as corporate and financing transactions. Clifford Cone assists investment advisers on FINRA and SEC compliance in addition to the application of the Custody Rule. In Washington DC, Steven Gatti ’s practice encompasses anti-money laundering and trading regulation, while Jesse Overall often handles tokenization transactions. Young Kim is experienced in advising domestic and international banks on federal and state money service business laws, while Washington DC-based Philip Angeloff assists financial institutions on US banking, securities, derivatives laws, and regulations.

Responsables de la pratique:

Steven Gatti; Cliff Cone


Autres avocats clés:

Jesse Overall; Young Kim; Philip Angeloff; Megan Gordon; Jason Myers; Jamal El-Hindi


Les références

‘Clifford Chance is a renowned law firm with a global presence in key markets worldwide. One of the key distinguishing factors of this firm is that its integrated global network allows it to handle complex cross-jurisdictional matters with precision.’

‘The team provides clients with consistent and high-quality legal advice anywhere in the world. Potential clients, particularly those with multinational interests, should be interested in the firm’s understanding of various legal systems and its ability to navigate international law.’

‘The firm has been a pioneer and a thought leader in the blockchain and AI space, providing legal services to high-profile companies.’

Principaux clients

BlackRock Bitcoin ETF


HQLAx S.à r.l.


BlackRock Private Bitcoin Trust


Securitize


VanEck


Chamber of Digital Commerce


Alternative Investment Management Association


Partior consortium of banks and financial institutions


Principaux dossiers


  • Advised HQLAx and Deutsche Börse on their jointly developed distributed ledger technology (DLT) solution for frictionless collateral swaps in the securities lending market.
  • Advised BlackRock on the structuring, organization, and launch of a private trust holding bitcoin.
  • Advised Securitize on assessing the legal and regulatory considerations associated with their innovative services.

Davis Polk & Wardwell

Fielding a considerable blockchain, payments, and digital banking workload, Davis Polk & Wardwell LLP is vastly experienced in cryptocurrency expansions and asset disputes. On the regulatory side, the team is particularly proficient in anti-money laundering, banking, and securities law considerations. Joe Hall handles IPO, high-yield, and convertible debt offerings for investment banks, and is knowledgeable of the securities law aspects of blockchain-based digital asset creation and distribution. Byron Rooney is well-versed in private fintech M&A, and Gabriel Rosenberg advises corporations and cryptocurrency firms on financial regulations. Gregory Rowland is often engaged in the structuring of registered investment companies, while David Portilla advises domestic and international banking institutions on governance, M&A, and regulatory matters. Zachary Zweihorn is knowledgeable of SEC and FINRA rules surrounding conduct of business, financial responsibility, market structure, and compliance obligations.

Responsables de la pratique:

Joe Hall; Byron Rooney; Gabriel Rosenberg


Autres avocats clés:

Gregory Rowland; David Portilla; Zachary Zweihorn;


Principaux clients

Apex Fintech


ASX


Binance


Block.one


BlockFi


BTRS Holdings


Bullish


Circle Pay


Citi


Clip


Coinbase


CommonBond Inc


Commonwealth Bank of Australia


Crush Capital


Cryptopia


Diem Association (formerly Libra)


Digital Currency Group


dLocal


EBANX


FalconX


Dechert LLP

Well-equipped to handle digital transactions, the ‘professional and knowledgeable’ team at Dechert LLP is experienced in advising registered investment advisers and broker-dealers on cybersecurity matters. In San Francisco, former SEC senior counsel Mark Perlow is geared to assist hedge fund managers and broker-dealers on a range of regulatory and transactional mandates. Working out of Silicon Valley, Timothy Spangler is often engaged in the formation and structuring of private investment vehicles, while Ralph Mazzeo is proficient in capital markets and mortgage finance transactions. Commended as a ‘problem solver’, Andrew Pontano is knowledgeable of public and private securities offerings, while other key members of the team include Sarah Milam who handles fintech investment transactions for issuers and investors. All of the individuals that have been mentioned are located in New York, unless stated otherwise.

Responsables de la pratique:

Mark Perlow; Timothy Spangler


Autres avocats clés:

Ralph Mazzeo; Andrew Pontano; Sarah Milam


Les références

‘They are professional and knowledgeable, many resources can be pulled when needed, and they are always available.’

‘Andrew Pontano is friendly, professional, a problem solver, and a great person to work with. ’

 

Principaux clients

Amun Shares


Collective Liquidity


Estancia


Forge Global


Franklin Templeton


HVB


iTrust Capital


Pagaya


Reigo


Robo Global


Setpoint


STOA


Amun Shares


Principaux dossiers


  • Advised Franklin Templeton on its new mutual fund, the first to use distributed ledger technology (DLT) to store data on transactions and share ownership.
  • Advised Pagaya Structured Products LLC on its US$424.8 million single-family rental (SFR) securitization.
  • Advised ROBO Global on the sale of its index suite to VettaFi.

Dentons

A key contact for technology providers as well as money transmitters on transactional and regulatory matters, the New York-based practice Dentons is highlighted for its litigious cryptocurrency capabilities. In Washington DC, John Holahan and Matthew Yoon are knowledgeable of blockchain-driven technology and digital currency matters, while Victor Boyajian leads the firm’s global venture and TMT practices. Chris Errico often handles cross-border transactional work for venture private equity funds, institutional investors, and capital market entities, whilst Joseph Guagliardo advises public and private companies on technology transactions. Joshua Jordon is well-versed in federal, state, and local consumer credit laws, and William Beecher is a key member of the firm’s capital markets department who is experienced in representing hedge funds, national mortgage lenders, and Wall Street institutions before the Consumer Financial Protection Bureau.

 

 

Responsables de la pratique:

Matthew Yoon; John Holahan; Victor Boyajian


Autres avocats clés:

Chris Errico; Joseph Guagliardo; Joshua Jordon; William Beecher


 


 


Principaux clients

Homium, Inc


Citibank


CoinShares


Futurerent


Buckle


Digital Risk


NFTYDoor


Edly LLC


Figure Technologies


GOAL Structured Solutions, Inc


Kabbage


Ownify


Krypton Labs


Reciprocal Ventures


Remitly, Inc.


Ripple


Saluda Grade/Unlock Technologies


SitusAMC


Terraform Labs


Principaux dossiers


  • Represented Terraform Labs on litigation and government investigation matters related to the stablecoin TerraUSD (UST), the cryptocurrency Luna, and its decentralized finance (DeFi) platforms Mirror Protocol and Anchor Protocol.
  • Acted as transactional, financing, and regulatory counsel to Unlock Technologies.
  • Advised LL Funds on financings for FinTech companies.

Hunton Andrews Kurth LLP

With in-depth corporate, payments, and regulatory expertise, Hunton Andrews Kurth LLP is a strong choice for emerging and established fintech companies, bank originators, and payment processing providers. The practice is also highlighted for its capabilities in advising private equity firms and hedge funds on financing matters and is led by Texas-based Erin Fonté. Fonte is proficient in the product development and launch of payment systems, whilst in New York, Lisa J. Sotto leads the firm’s privacy and cybersecurity department, which is also an area of key expertise for Brittany Bacon. Peter Weinstock advises platform banks on data monetization, while in Washington DC, Scott Kimpel  is experienced in enforcement matters before the SEC and various other capital market regulators. Charlotte-based Abigail Lyle is skilled in consumer protection law litigation, and Carleton Goss advises financial institutions on M&A. Rachael Craven often handles financial products and services investments and partnerships, while Marysia Laskowski focuses on corporate and securities matters. All of the individuals that have been mentioned are located in Dallas, unless stated otherwise.

Responsables de la pratique:

Erin Fonté


Autres avocats clés:

Lisa J. Sotto; Brittany Bacon; Peter Weinstock; Scott Kimpel; Abigail Lyle; Carleton Goss; Rachael Craven; Marysia Laskowski; Cecilia Oh


Principaux clients

Addepar, Inc


Capital Plus Financial, LLC


Cross River Bank and CRB Group, Inc


Quontic Bank


Sutton Bank


FNZ (UK) Ltd. And FNZ Trust Company, LLC


Lead Bank


MVB Bank


Robinhood Markets, Inc.


Vaster Capital


Principaux dossiers


  • Advised Quontic Bank on capital raising and planning, ECIP, and regulatory issues.
  • Advised Cross River Bank on a wide range of regulatory and compliance matters, including with the FDIC.
  • Advised Sutton Bank on BSA/AML compliance, risk management, and corporate governance.

K&L Gates

Noted for its global fintech offering, ‘the extremely agile’ practice K&L Gates is particularly skilled in banking and technology company partnerships, regulatory compliance, and investment finance transactions. The practice is also a key port of call for international clients on licensing approvals and is highly knowledgeable of blockchain, marketplace lending, and payments. In New York, Judith Rinearson has over three decades of experience in financial services matters and is well-versed in prepaid and emerging payment systems, electronic payments, and cryptocurrency. She is also praised by clients for her ‘naturally client-centric approach’ and ‘is an expert when it comes to devising legal strategies and options for complex client problems.’ San Francisco-based Jeremy McLaughlin is proficient in digital asset compliance, while Andrew Hinkes in Miami is noted for his capabilities in NFTs and stablecoin matters. New York-based Eden Rohrer is adept in the development and operation of funding portals, capital raising platforms, and trading platforms.

Responsables de la pratique:

Judith Rinearson; Jeremy McLaughlin


Autres avocats clés:

Andrew Hinkes; Eden Rohrer; Jennifer Crowder


 


Les références

‘K&L Gates are extremely agile – they were able to jump quickly on complex issues and introduce the right subject matter experts in real-time from across the firm.’

‘They got to the nub of the issue and were able to explain it succinctly to our many internal stakeholders. All of their people were very accessible which made for great interactivity and efficiency.’

‘Judith Rinearson has a naturally client-centric approach and is an expert when it comes to devising legal strategies and options for complex client problems.’

Principaux clients

Caleb & Brown


Metallicus, Inc


CoinJar


Flowdesk


Gryphon Digital Mining


Euler Labs Ltd


Immutable Inc


Deltec Bank


Global Innovations Bank


Foris Dax


Currencies Direct


IGT


Alphaledger


Onbe, Inc


Runa Network


On Me Gifting


Principaux dossiers


  • Advised Caleb & Brown on the launch of its cryptocurrency brokerage business in the U.S.
  • Advised Metal Pay on its global regulatory and compliance.
  • Advised Immutable on multiple regulatory matters related to digital assets including money transmission advice and analysis.

Morgan, Lewis & Bockius LLP

Able to draw upon support from the firm’s global network, Morgan, Lewis & Bockius LLP is a key contact for broker-dealers, financial institutions, and trading enterprises on cryptocurrency, blockchain, IP, and technology matters. The practice, which is lauded for its ‘excellent knowledge’, is also geared to handle data privacy, M&A, IPOs, outsourcing, and regulatory approvals. In Washington DC, Cory Barry is well-equipped to advise issuers, underwriters, and borrowers in securitization and structured finance transactions. New York-based Kristin Lee is experienced before various federal and state financial regulatory agencies, while in Los Angeles, John Filippone advises on hostile takeovers, proxy contests, public offerings, and private placements. Other key team members include Philadelphia-based Christine Lombardo, who is a strong choice for broker-dealers, private fund managers, and retail asset managers on security regulation matters.

 

Responsables de la pratique:

Cory Barry; John Filippone; Kristin Lee; Christine Lombardo; Robert Mailer


Autres avocats clés:

Rakesh Beniwal; Mark Stein


Les références

‘Excellent knowledge.’

Principaux clients

E*Trade Group Inc


Trading Screen Inc


Metallicus Inc


Convexity Limited


Upstart Network Inc


Pie Insurance Holdings


loanDepot


SpotOn Transact LLC


Goldman Sachs


iFinex


College Avenue Student Loans


Slide Insurance


LeaseAccelerator


Sunbit


Principaux dossiers


  • Advised AcadiaSoft on its sale to London Stock Exchange Group plc.
  • Advised bloXroute Labs on its acquisition of Leonard Cyber Corp.
  • Advised Renovous Capital Partners on its investment in F2 Strategy.

Paul, Weiss, Rifkind, Wharton & Garrison LLP

A key port of call for digital wallet platform developers, media studios, and content producers, the ‘experienced’ team Paul, Weiss, Rifkind, Wharton & Garrison LLP is well-regarded for its transactional blockchain and cryptocurrency expertise. Established litigator Jessica Carey specializes in cryptocurrency related regulatory matters, while Manuel Frey handles the structuring and negotiation aspects of derivative, synthetic, and financing products. Jonathan Ashtor is proficient in the technology and intellectual property aspects of data licensing arrangements as well as software and IT agreements. In Washington DC, Roberto J. Gonzalez is knowledgeable of economic sanctions, consumer financial protection regulation, and cybersecurity. All of the individuals that have been mentioned are located in New York, unless stated otherwise.

Responsables de la pratique:

Brad Karp; Karen Dunn; Kannon Shanmugam; Theodore Wells; Scott Barshay; Brian Kim; Claudine Meredith-Goujon; Steven Williams


Autres avocats clés:

Jessica Carey; Manuel Frey; Jonathan Ashtor; Roberto J. Gonzalez; Randy Luskey; Austin Pollet


Les références

‘They are very knowledgeable, the firm has access to all resources required, and they are user friendly and great partners.’

‘Austin Pollet is incredibly knowledgeable.’

 

Principaux clients

Coinbase Global Inc


FIFA


Francisco Partners


General Atlantic


Golden Gate Capital


Joseph Van Loon


Lone View Capital


Ripple


Searchlight Capital Partners


TeraWulf Inc


Binance Holdings Ltd


Reed Smith LLP

Praised by clients for its ‘in-depth knowledge of both TradFi and DeFi’, the New York-based practice Reed Smith LLP is well-established in blockchain, cryptocurrency, and paytech matters. The ‘excellent’  team is also skilled in regulatory compliance and investigations, technology joint ventures, as well as data privacy and cybersecurity. Herbert Kozlov leads the group and is particularly adept at corporate governance matters, private equity transactions, and tokenizations. Splitting his time between New York and Miami, former federal prosecutor Mark Bini is experienced in advising cryptocurrency clients on FinSEN and SEC regulatory matters, while Trish O’Donnell is well-versed in structured credit and derivatives matters. Jenny Lee, who splits her time between San Francisco and Washington DC, is skilled at fintech lending and money transmission compliance.

Responsables de la pratique:

Herbert Kozlov


Autres avocats clés:

Mark Bini; Trish O’Donnell; Jenny Lee; Brandon Dekema; Kaela Dahan


Les références

‘The Reed Smith FinTech team is excellent.’

‘They have great in-depth knowledge of both TradFi and DeFi which is important in RWA transactions.’

Sullivan & Worcester LLP

Lauded by clients for its ‘unique blend of traditional expertise and forward-thinking adaptability’, the New York-based practice Sullivan & Worcester LLP often advises policymakers on regulatory FinTech matters and is well-regarded for its broad blockchain expertise. Joel Telpner and Natalie Lederman jointly the department, the pair of whom are praised for their ‘deep expertise, innovative thinking, and client-centric approach.’ Lederman is also experienced in consumer finance transactions and regulatory digital asset matters, notably token generation events. Scott Kaufman is highlighted for his capabilities in private and public securities offerings and SEC regulation matters, while in Boston, Douglas Stransky is well-equipped to advise clients on the tax aspects of cryptocurrency. Amy A. Zuccarello advises borrower and creditor clients on distressed transactions, bankruptcy, and out-of-court restructurings.

Responsables de la pratique:

Joel Telpner; Natalie Lederman


Autres avocats clés:

Scott Kaufman; Douglas Stransky; Amy A. Zuccarello


Les références

‘They are very well-versed in cryptocurrency US laws, rules, and regulations so their counsel has been valuable in product development.’

‘Since they are very knowledgeable, it makes interacting with them and discussing ideas easy and free flowing.’

‘Sullivan & Worcester LLP distinguishes itself through its unique blend of traditional expertise and forward-thinking adaptability. This firm is particularly notable for its deep involvement in innovation, including investment management, blockchain technology, and other emerging technologies.’

Principaux clients

Inspiration is Everything, Inc


Music.com


Decentraland


Panther Protocol


Cosimo


The Sandbox


Bitstamp


ISFS AG


Block Media Solutions


Fenix 360 Pte Ltd


Virtual Media Group USA, LLC


Principaux dossiers


  • Advised Music.com on developing a platform for issuing and trading Non-Fungible Tokens (NFTs) that will initially be developed by musicians and bands.
  • Advised COSIMO Ventures on the launch of the COSIMO Y fund, a risk-managed digital yield fund.
  • Advised Fenix 360 Pte Ltd on its acquisition by DUET Acquisition Corp.

White & Case LLP

Leveraging support from its global network, White & Case LLP often advises fintech clients seeking bank partnerships, media companies on NFTs, and banking entities on lending projects. The multifaceted practice is also highlighted for its strength in cybersecurity issues, data management, regulatory matters, as well as technology transactions. With experience in advising brokers, payment processors, and issuers, former banking regulator Pratin Vallabhaneni oversees the team and is well-established in the blockchain sector. In Chicago, Gary Silverman advises corporate entities on joint ventures, M&A, and private equity investments, Douglas Landy leads the firm’s financial services regulatory practice, and Burr Eckstut is knowledgeable of financial data and often handles NFT matters. A key member of the firm’s white-collar department, Joel Cohen is proficient in tax, insider trading, and money laundering proceedings. All of the individuals that have been mentioned are located in New York, unless stated otherwise.

Responsables de la pratique:

Prat Vallabhaneni


Autres avocats clés:

Gary Silverman; Douglas Landy; Burr Eckstut; Joel Cohen


 


Principaux clients

UCC – Celsius


UCC – Genesis


Joint Provisional Liquidators – FTX


Meta


Government of El Salvador


JP Morgan


Figure Technologies


USDF Consortium


BankProv


Bit Digital


Principaux dossiers


  • Advised Meta on AML, sanctions, and trade compliance issues in relation to various payment products around the world.
  • Advised the Government of El Salvador on the establishment of a 7-year strategic partnership with Google Cloud to support the country in its journey to become a technological hub in Central America.

Winston & Strawn LLP

Highly experienced in the establishment and operation of private investment funds, Winston & Strawn LLP is knowledgeable in SEC and CFTC regulatory digital asset matters. The digital assets and blockchain technology group is jointly led by Carl Fornaris, Kimberly Prior, who advises distributed ledger and blockchain companies on regulatory matters, and Daniel Stabile, who is knowledgeable of securities law pertaining to digital assets and NFTs. Will Turner is proficient in M&A and venture capital investments, while in New York, Thania Charmani often represents corporations and individuals in blockchain and shareholder derivative litigation. All of the individuals that have been mentioned are located in Miami, unless stated otherwise.

Responsables de la pratique:

Carl Fornaris; Kimberly Prior; Daniel Stabile


Autres avocats clés:

Krishan Padmanabhan; Becky Troutman; Will Turner; Thania Charmani; Juan Azel


Les références

‘They remain approachable for all types of clients, from established players to new start-ups.’

‘The team involved was extremely proficient on the industry issues at hand, reactive and timely in delivering their work product, and extremely pleasant to work with.’

‘All of their team members have a very deep understanding of the space.’

Principaux clients

BAM Trading Services, Inc


Bitdeer


Bitfinex Group and Bitfinex Derivatives


Chamber of Digital Commerce


LTSE Services, Inc


Long-Term Stock Exchange, Inc


Ramp Swaps


SoftBank Group Corp


Swirlds Labs


Swisscom Ventures


Synonym Software Ltd


Tether Group


Principaux dossiers


  • Represented BAM Trading Services, Inc in a putative class action lawsuit asserting claims the cryptocurrency exchange Binance.US collected and stored plaintiff’s facial geometry without notice or consent.
  • Advised Ramp Swaps on the application of U.S. securities laws to various digital assets and tokens.
  • Represented BAM Trading Services, Inc in a class action lawsuit for over US$1B in damages stemming from securities fraud, unfair business practices, unfair competition, and conspiracy.

A&O Shearman

Noted for its capabilities in financial services regulatory matters and technology transactions, A&O Shearman is a strong choice for trade bodies on blockchain and cryptocurrency issues. In New York, Adam Chernichaw often advises users of fintech products and services on strategic alliances and product integrations, while Dario de Martino is well-equipped to assist clients on blockchain licensing, smart contracts, and tokenization. Based in San Francisco, Alex Touma handles the integration of financial and web3 services on card network services, global platforms, and stored value products. Operating out of Washington DC, Todd Beauchamp  arrived to the team from Latham & Watkins LLP in March 2023, leading the firm’s payments practice, and counts traditional financial institutions on his client roster. Other new arrivals to the team include Helen Christakos who joined the team from Fenwick & West LLP in April 2023.

 

 

Responsables de la pratique:

Todd Beauchamp; Adam Chernichaw; Dario de Martino; Alex Touma


Principaux clients

Meta Platforms, Inc


Altonomy


Block Inc.


BitClout


Vega Wealth Technologies


Imperii Partners


Netspend


Broadway Technology


YouHodler


Zbyte


Flexa Network Inc


Scroll


Foresight Ventures


Kingdom Trust


Principaux dossiers


  • Advised Meta on a variety of Fintech and digital asset matters.
  • Advised Altonomy on its cash-and-stock sale to Blockchain.com.
  • Advised Netspend on securing regulatory approvals following the $1 Billion acquisition of the company by Searchlight Capital Partners and Rev Worldwide, Inc.

Arnold & Porter

Often working in conjunction with the firm’s transactional experts, Arnold & Porter is a key port of call for banks and funds on virtual currency-related mandates. Kevin Toomey leads the practice from Washington DC and advises on regulatory matters in addition to representing financial institutions in investigative and enforcement proceedings. Also in Washington DC, David Freeman advises broker-dealers and investment management firms on federal banking and securities law, while Christopher Allen is knowledgeable of online lending and payment platform regulatory issues. Michael Mancusi is vastly experienced in representing clients in government and corporate internal investigations, while in New York, Lawton Camp is well-versed in structured finance and securitization matters. Michael Penney co-leads the emerging companies and venture capital practice and handles public company reporting and compliance issues. Working out of San Francisco, Catherine Young Hagerty is proficient in structured finance and joined the team from Norton Rose Fulbright in January 2023.

Responsables de la pratique:

Kevin Toomey


Autres avocats clés:

David Freeman; Christopher Allen; Catherine Young Hagerty; Michael Mancusi; Lawton Camp; Michael Penney; Anthony Raglani; Michael Penney


Principaux clients

Inter-American Development Bank


Blockstone Holdings


BlockFi


TradeVector Inc


Vartana, Inc


Capchase Inc


Principaux dossiers


  • Advised BlockFi on developing a congressional engagement campaign on digital asset regulation.
  • Advised Vartana on the documentation, negotiation, and the closing of vendor financing programs with numerous SaaS companies.
  • Advised Capchase on structuring its financing products and in preparing the form documents for these structures.

Greenberg Traurig LLP

With extensive expertise in fintech M&A, Greenberg Traurig LLP is knowledgeable of virtual currencies, blockchain technology, as well as e-money and banking regulations. On the contentious side, the practice is also experienced in representing financial institutions on consumer protection laws, data security, privacy, and taxation disputes. In New York, David Greenberg is regarded for his intellectual property and technology transaction capabilities, while David Miller often advises various broker-dealers, hedge funds, and private equity funds on internal investigations. In Los Angeles, Barbara Jones’ corporate and securities law practice encompasses private and public financings, dual listings, strategic collaborations, and licensing transactions. Lisa Lanham joined the team in Miami from Ballard Spahr LLP in April 2024, contributing significant regulatory expertise.

Responsables de la pratique:

David Greenberg; Barbara Jones; Viola Bensinger


Autres avocats clés:

Benjamin Saul; David Miller; William Mack; Lisa Lanham


Principaux clients

GoDaddy, Inc


Lendable Operations Ltd/Zendable, Inc


Quo Finance


Tandym, Inc


Spring Labs, Inc


US Bitcoin/US Data Mining Corp


Principaux dossiers


  • Advised Tandym on the launch of a first-to-market private label credit card company.
  • Advised GoDaddy Inc on the acquisition and integration of Poynt Financial, an all-in-one payment platform.
  • Advised Spring Labs, Inc on Series A and B investment rounds and in its term loan agreement.

Jones Day

Jointly led by Jayant Tambe in New York and Craig Waldman in Washington DC, Jones Day is lauded by clients as ‘deeply knowledgeable of the technology and financial aspects of the fintech space.’  The practice is also a key contact for payment processors and technology providers on international banking and financing regulatory matters, transactions, investigations, and litigation. Key members of the ‘thoughtful and experienced team’  also include San Francisco-based Abradat Kamalpour who is well-regarded for his capabilities in the establishment of crypto-based payment systems. In Dallas, Mark Rasmussen’s broad caseload encompasses contentious and regulatory blockchain, NFT, and stablecoin matters, while Kimberly Desmarais in New York boasts a strong lending background, with in-depth expertise in fintech acquisition finance and asset-based loans.

Responsables de la pratique:

Jayant Tambe; Craig Waldman


Autres avocats clés:

Abradat Kamalpour; Mark Rasmussen; Kimberly Desmarais


Les références

‘Jones Day brings a very thoughtful and experienced team in the FinTech space. The team tries to find the right attorney(s) to address your matters, and they make sure that their advice fits the company.’

‘They have dedicated FinTech partners that are deeply knowledgeable of the technology and financial aspects of the FinTech space.’

‘They provided exceptional service on all fronts. In its dispute practices, Marc Rasmussen is standout, bringing great knowledge of the industry to bear and providing practical advice on multiple aspects of FinTech.’

Principaux clients

DraftKings, Inc


Circle Internet Financial


TaxBit, Inc


HDR Global Trading Limited


Eldridge Industries, LLC


Amber Group


Radair


Lender Labs LLC


Senken GmbH


WhaleFin Technologies


Principaux dossiers


  • Advised DraftKings, Inc on all of the legal and regulatory issues related to the launch of its sports and entertainment-themed NFT marketplace in the United States and internationally.
  • Advised Lender Labs on the establishment and launch of its first in the market NFT ESG Solar loan platform.
  • Advised Wahi, Ishan on filing a motion to dismiss an SEC claim.

Manatt, Phelps & Phillips, LLP

Well-regarded for its corporate and securities law expertise, Manatt, Phelps & Phillips, LLP enjoys a strong reputation in consumer lending and data protection matters. The practice, which is lauded by clients for its ‘responsiveness’, is also knowledgeable of decentralized finance, NFTs, and regulatory compliance. In New York, Brian Korn is well-regarded for his fintech lending and investment structuring and compliance expertise, he also often advises clients on implementing cloud and blockchain technologies. Scott Pearson oversees the firm’s consumer financial services practice from Los Angeles and works with New York-based Eric Knight on negotiating bank partnership documentation. Other key team members include Orange County-based Bernhard Alvine, who is a key port of call for fintech credit agreements and forward flow arrangements.

 

Responsables de la pratique:

Brian Korn; Scott Pearson


Autres avocats clés:

Eric Knight; Bernhard Alvine


Les références

‘Their responsiveness is fantastic.’

 

Principaux clients

AEG Presents


Authenticiti


Central Pacific Bank


Code Properties


Cross River Bank


Decent Labs


Elevate Credit


Enova International


Flow Carbon


FortunaFi


I80 Capital


Idea Financial


Jukebox


k-f LLC


MoneyLion


New Silver


Pier Asset Management


Sarcophagus DAO


Silicon Valley Bank


Tribal Credit


VOX Funding


Warbler Labs dba Goldfinch


YieldStreet


Principaux dossiers


  • Advised Pier Asset Management on a number of ongoing fund and corporate structuring transactions.
  • Advised PayJoy on the planning and formation of a cross-border fund for investors from multiple jurisdictions.
  • Represented a publicly traded FinTech company on the plaintiff-side in a class action.

McGuireWoods LLP

Noted for its consumer compliance and litigation capabilities, McGuireWoods LLP is commended as ‘highly experienced’ and often advises financial institutions on loans falling under the Paycheck Protection Program. Based in Charlotte, co-head of the practice Rakesh Gopalan is particularly well-versed in cloud-computing solutions, SaaS, and software licensing. Also co-lead of the team, Molly White in Los Angeles is vastly experienced in representing broker-dealers, individuals, and investment companies in investigations conducted by the FINRA and the SEC. In Chicago, Sarah Zielinksi is highlighted for her antitrust litigation expertise, notably in market and customer allocation, price fixing, and unfair competition. Charlottesville-based Ashley Matthews is a key port of call for financial institutions and retailers on consumer financial service and governance matters.

Responsables de la pratique:

Rakesh Gopalan; Molly White


Autres avocats clés:

Sarah Zielinksi; Ashley Matthews


Les références

‘An amazing group of highly experienced professionals at the top of the industry. They understand true client service. ’

Principaux clients

Jaris


Wheels Financial


Simpler Trading


PayActiv, Inc


Kabbage, Inc


Navient Solutions, LLC


Minto Money


Finzly, Inc


Principaux dossiers


  • Advised CRCL Solutions LLC on its company sale to Enverus.
  • Represented Jaris in Delaware litigation whereby a shareholder sought company records pursuant to Delaware Corporations Code 220.
  • Advised ATSG on its acquisition of Xentaurs, LLC.

Norton Rose Fulbright

A strong choice for investors, start-ups, and technology companies, Norton Rose Fulbright is praised by clients for its ‘innovative approach to work’, and is particularly experienced in advising financial institutions on regulatory fintech mandates. Practice head Andrew Lom is often engaged in blockchain, fund formation, securities trading, and tokenization matters, while Denver-based Rachael Browndorf is knowledgeable in cryptocurrency, payments, as well as private and public token offerings. Stephen Aschettino has left the firm.

Responsables de la pratique:

Andrew Lom


Autres avocats clés:

Rachael Browndorf


Les références

‘An innovative approach to work.’

Principaux clients

Citibank


Northern Trust


Shell USA


KeyBank


Revolut


UBS Financial Services


Broadridge Financial Solutions


Common Area Credit Inc


Crusoe Energy Systems


FISPAN Services


Fiverr International


Ford Motor Credit


Greenbriar


LiquidAcre


Mirana


NTT America


Priority Payment Systems Local Holdings


Regen Foundation


SpotOn Transact


Family Office


Cantaloupe


DataMesh


Kotak Mahindra Bank


Principaux dossiers


  • Advised Citigroup on the development of a first-of-its-kind smart-contract-based platform.
  • Advised Northern Trust on a number of novel projects whereby Northern will be serving as the custodian for certain digital assets.
  • Advised Shell USA on cloud computing, AI, Robotics, and Metaverse matters.

Ropes & Gray LLP

With in-depth blockchain and cryptocurrency expertise spanning digital assets, ETFs, and NFTs, Ropes & Gray LLP is has a strong record in regulatory fintech mandates, marketplace lending, and mobile platforms. On the contentious side, the practice is also highly experienced in intellectual property litigation before various courts, including The Patent Trial and Appeal Board. In San Francisco, Melissa Bender advises institutional investors, non-profit organizations, and public companies on digital asset custody. Working out of New York, Helen Gugel is often engaged in government enforcement and regulatory matters pertaining to market misconduct, as well as potential violations of federal securities and commodities laws. Sarah Young is experienced in stock and asset acquisitions, while Silicon Valley-based Andrew Thomases specializes in patent and trade secret cases litigation. Operating out of Boston, Mark Cianci is also noted.

Responsables de la pratique:

Sarah Young; Andrew Thomases; Rohan Massey; Melissa Bender; Helen Gugel


Autres avocats clés:

Mark Cianci; Josh Jackson


Principaux clients

BlueYard Crypto Investments


Canopy Capital


Silver Lake Partners


Cinven Limited


GreenSlate


Toast


Accolite Digital


City of Baltimore


Dartmouth College


Filecoin Foundation for the Decentralized Web


SoV0


Pacific Investment Management Company LLC


Stanford University


Term Labs


TPG Capital


Principaux dossiers


  • Advised BlueYard Crypto on a seed round investment in Braneframe.
  • Advised Canopy Capital on its Seed Series financing.
  • Advised Cinven on its $720 million acquisition of TaxAct.

Skadden, Arps, Slate, Meagher & Flom LLP

A key contact for financial institutions, the New York-based practice at Skadden, Arps, Slate, Meagher & Flom LLP is well-regarded for its antitrust, data privacy, as well as financial regulation and enforcement capabilities. Jeffrey Brill is often engaged in financial services M&A, Alexander Drylewski is experienced in representing digital asset clients in litigation and regulatory matters, while Stuart Levi is noted for his transactional strength. Sven Mickisch acts as co-head of the firm's financial services initiative, and Daniel Michael has strong knowledge of governance tokens. Matthew Nemeroff’s recent caseload encompasses advising private equity firms investing in the financial services sector, and in Washington DC, Bao Nguyen is proficient in compliance matters and enforcement issues. Eytan Fisch is knowledgeable about economic sanctions and anti-money laundering, while Brian Christiansen is another key team member.

 

 

Responsables de la pratique:

Jeffrey Brill; Alexander Drylewski; Stuart Levi; Sven Mickisch


Autres avocats clés:

Daniel Michael; Matthew Nemeroff; Bao Nguyen; Brian Christiansen; Eytan Fisch; Mana Ghaemmaghami


Steptoe & Johnson LLP

Operating out of Washington DC, Steptoe LLP is noted for its proficiency in tax policy and regulatory matters. Co-lead of the practice Alan Cohn often advises cryptocurrency trading platforms, investment funds, and startups on the potential applications of blockchain technology. Also co-lead of the team, Jason Weinstein splits his time between New York and Washington DC and is vastly knowledgeable of government enforcement matters surrounding cryptocurrency. Former SEC counsel Coy Garrison is a key contact for private fintech companies, public companies, and financial institutions on a breadth of digital asset regulatory issues. Evan Abrams is well-regarded for his experience in advising creators on digital transfer networks, exchangers, and token issuers.

 

Responsables de la pratique:

Alan Cohn; Jason Weinstein


Autres avocats clés:

Coy Garrison; Evan Abrams


 


Principaux clients

iFinex


Tether


Eight former executives at FTX


WilmerHale

Highlighted for its anti-money laundering expertise, WilmerHale is knowledgeable in fintech M&A and venture capital financing. On the contentious side, the practice is also geared to handle contractual, intellectual property, and regulatory disputes. In New York, Robert Finkel co-leads the team and is thoroughly experienced in technology transactions, for which Boston-based Ariel Soiffer is also a key contact. Also co-lead of the practice, Washington DC-based Franca Harris Gutierrez leads the firm’s financial institutions practice and counts domestic and international banks, mortgage servicers, and student loan servicers on her client roster. Michael Dawson often advises trade associations on corporate governance, consumer protection, and economic sanctions, while Stephanie Evans is noted for her transactional capabilities. Andre Owens’ practice encompasses securities trading matters, New York-based Tiffany Smith is well-versed in broker dealer as well as cryptocurrency regulatory compliance, and Zachary Goldman is praised as ‘outcome focused and diligent.’ 

Responsables de la pratique:

Robert Finkel; Franca Harris Gutierrez


Autres avocats clés:

Michael Dawson; Stephanie Evans; Andre Owens; Tiffany Smith; Zachary Goldman; Lisa Firenze


Les références

‘We value their ability to make connections.’

‘Zach Goldman is our main point of contact. He is outcome focused and diligent.’

Principaux clients

TMX Group Limited


Citibank


J.P. Morgan


State Street


Instinet Holdings Incorporated


Miracle Mile Advisors


GiveCampus


Mosaic Insurance


UBS


Principaux dossiers


  • Advised Citibank, J.P. Morgan, and State Street on the closing of an approximately $111 million Series D Preferred Stock financing of Capitolis, Inc.
  • Advised Instinet Holdings Incorporated on its acquisition of FIS Brokerage & Securities Services LLC’s trading technology business, Fox River.
  • Represented the former CEO of Alameda Research, following the collapse of FTX, a cryptocurrency exchange.